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Page 1: The Euler characteristic of Out(Fn · Mapping class group • Another example of an outer automorphism group: the mapping class group • The group of homeomorphisms of a closed,

The Euler characteristic of Out(Fn)

Michael Borinsky, Nikhef

February 7, Emmy-Noether-Seminar - Universitat Erlangen

joint work with Karen Vogtmann

arXiv:1907.03543

Page 2: The Euler characteristic of Out(Fn · Mapping class group • Another example of an outer automorphism group: the mapping class group • The group of homeomorphisms of a closed,

Introduction I: Groups

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Automorphisms of groups

• Take a group G

1

Page 4: The Euler characteristic of Out(Fn · Mapping class group • Another example of an outer automorphism group: the mapping class group • The group of homeomorphisms of a closed,

Automorphisms of groups

• Take a group G

• An automorphism of G, ! ! Aut(G ) is a bijection

! : G " G

such that !(x · y) = !(x) · !(y) for all x , y ! G

1

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Automorphisms of groups

• Take a group G

• An automorphism of G, ! ! Aut(G ) is a bijection

! : G " G

such that !(x · y) = !(x) · !(y) for all x , y ! G

• Normal subgroup: Inn(G ) " Aut(G ), the inner automorphisms.

1

Page 6: The Euler characteristic of Out(Fn · Mapping class group • Another example of an outer automorphism group: the mapping class group • The group of homeomorphisms of a closed,

Automorphisms of groups

• Take a group G

• An automorphism of G, ! ! Aut(G ) is a bijection

! : G " G

such that !(x · y) = !(x) · !(y) for all x , y ! G

• Normal subgroup: Inn(G ) " Aut(G ), the inner automorphisms.

• We have, !h ! Inn(G )

!h :G " G ,

g #" h!1gh

for each h ! G .

1

Page 7: The Euler characteristic of Out(Fn · Mapping class group • Another example of an outer automorphism group: the mapping class group • The group of homeomorphisms of a closed,

Automorphisms of groups

• Take a group G

• An automorphism of G, ! ! Aut(G ) is a bijection

! : G " G

such that !(x · y) = !(x) · !(y) for all x , y ! G

• Normal subgroup: Inn(G ) " Aut(G ), the inner automorphisms.

• We have, !h ! Inn(G )

!h :G " G ,

g #" h!1gh

for each h ! G .

• Outer automorphisms: Out(G ) = Aut(G )/ Inn(G )

1

Page 8: The Euler characteristic of Out(Fn · Mapping class group • Another example of an outer automorphism group: the mapping class group • The group of homeomorphisms of a closed,

Automorphisms of the free group

• Consider the free group with n generators

Fn = $a1, . . . , an%

E.g. a1a!53 a2 ! Fn

2

Page 9: The Euler characteristic of Out(Fn · Mapping class group • Another example of an outer automorphism group: the mapping class group • The group of homeomorphisms of a closed,

Automorphisms of the free group

• Consider the free group with n generators

Fn = $a1, . . . , an%

E.g. a1a!53 a2 ! Fn

• The group Out(Fn) is our main object of interest.

2

Page 10: The Euler characteristic of Out(Fn · Mapping class group • Another example of an outer automorphism group: the mapping class group • The group of homeomorphisms of a closed,

Some properties of Out(Fn)

• Generated by

a1 #" a1a2 a2 #" a2 a3 #" a3 . . .

and a1 #" a!11 a2 #" a2 a3 #" a3 . . .

and permutations of the letters.

3

Page 11: The Euler characteristic of Out(Fn · Mapping class group • Another example of an outer automorphism group: the mapping class group • The group of homeomorphisms of a closed,

Some properties of Out(Fn)

• Generated by

a1 #" a1a2 a2 #" a2 a3 #" a3 . . .

and a1 #" a!11 a2 #" a2 a3 #" a3 . . .

and permutations of the letters.

• The fundamental group of a graph is always a free group,

Out(Fn) = Out(#1(!))

for a connected graph ! with n independent cycles.

3

Page 12: The Euler characteristic of Out(Fn · Mapping class group • Another example of an outer automorphism group: the mapping class group • The group of homeomorphisms of a closed,

Mapping class group

• Another example of an outer automorphism group:

the mapping class group

4

Page 13: The Euler characteristic of Out(Fn · Mapping class group • Another example of an outer automorphism group: the mapping class group • The group of homeomorphisms of a closed,

Mapping class group

• Another example of an outer automorphism group:

the mapping class group

• The group of homeomorphisms of a closed, connected and

orientable surface Sg of genus g up to isotopies

MCG(Sg ) := Out(#1(Sg ))

4

Page 14: The Euler characteristic of Out(Fn · Mapping class group • Another example of an outer automorphism group: the mapping class group • The group of homeomorphisms of a closed,

Example: Mapping class group of the torus

MCG(T2) = Out(#1(T2))

The group of homeomorphisms T2 " T2 up to an isotopy:

5SL Z K

Page 15: The Euler characteristic of Out(Fn · Mapping class group • Another example of an outer automorphism group: the mapping class group • The group of homeomorphisms of a closed,

Introduction II: Spaces

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How to study such groups?

How to study groups such as MCG(S) or Out(Fn)?

6

Page 17: The Euler characteristic of Out(Fn · Mapping class group • Another example of an outer automorphism group: the mapping class group • The group of homeomorphisms of a closed,

How to study such groups?

How to study groups such as MCG(S) or Out(Fn)?

Main idea

Realize G as symmetries of some geometric object.

Due to Stallings, Thurston, Gromov, . . . (1970-)

6

Page 18: The Euler characteristic of Out(Fn · Mapping class group • Another example of an outer automorphism group: the mapping class group • The group of homeomorphisms of a closed,

For the mapping class group: Teichmuller space

Let S be a closed, connected and orientable surface.

7

Page 19: The Euler characteristic of Out(Fn · Mapping class group • Another example of an outer automorphism group: the mapping class group • The group of homeomorphisms of a closed,

For the mapping class group: Teichmuller space

Let S be a closed, connected and orientable surface.& A point in Teichmuller space T (S) is a pair, (X , µ)

• A Riemann surface X .

• A marking : a homeomorphism µ : S " X .

7

Tu

Page 20: The Euler characteristic of Out(Fn · Mapping class group • Another example of an outer automorphism group: the mapping class group • The group of homeomorphisms of a closed,

For the mapping class group: Teichmuller space

Let S be a closed, connected and orientable surface.& A point in Teichmuller space T (S) is a pair, (X , µ)

• A Riemann surface X .

• A marking : a homeomorphism µ : S " X .

MCG(S) acts on T (S) by composing to the marking:

(X , µ) #" (X , µ ' g!1) for some g ! MCG(S).

7

E.EE e

Page 21: The Euler characteristic of Out(Fn · Mapping class group • Another example of an outer automorphism group: the mapping class group • The group of homeomorphisms of a closed,

For Out(Fn): Outer space

Idea: Mimic previous construction for Out(Fn).

Culler, Vogtmann (1986)

8

Page 22: The Euler characteristic of Out(Fn · Mapping class group • Another example of an outer automorphism group: the mapping class group • The group of homeomorphisms of a closed,

For Out(Fn): Outer space

Idea: Mimic previous construction for Out(Fn).

Culler, Vogtmann (1986)

Let Rn be the rose with n petals.

8

R GOD

Page 23: The Euler characteristic of Out(Fn · Mapping class group • Another example of an outer automorphism group: the mapping class group • The group of homeomorphisms of a closed,

For Out(Fn): Outer space

Idea: Mimic previous construction for Out(Fn).

Culler, Vogtmann (1986)

Let Rn be the rose with n petals.

& A point in Outer space On is a pair, (G , µ)• A connected graph G with a length assigned to each edge.

• A marking: a homotopy µ : Rn " G .

8

R

Page 24: The Euler characteristic of Out(Fn · Mapping class group • Another example of an outer automorphism group: the mapping class group • The group of homeomorphisms of a closed,

For Out(Fn): Outer space

Idea: Mimic previous construction for Out(Fn).

Culler, Vogtmann (1986)

Let Rn be the rose with n petals.

& A point in Outer space On is a pair, (G , µ)• A connected graph G with a length assigned to each edge.

• A marking: a homotopy µ : Rn " G .

Out(Fn) acts on On by composing to the marking:

(!, µ) #" (!, µ ' g!1) for some g ! Out(Fn) = Out(#1(Rn)).8

R IO

of a

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O2

Put picture of Outer space here

9

Vogtmann 2008

Page 26: The Euler characteristic of Out(Fn · Mapping class group • Another example of an outer automorphism group: the mapping class group • The group of homeomorphisms of a closed,

Examples of applications of Outer space

• The group Out(Fn)

• Moduli spaces of punctured surfaces

• Tropical curves

• Invariants of symplectic manifolds

• Classical modular forms

• (Mathematical) physics

10

Page 27: The Euler characteristic of Out(Fn · Mapping class group • Another example of an outer automorphism group: the mapping class group • The group of homeomorphisms of a closed,

Examples of applications of Outer space

• The group Out(Fn)

• Moduli spaces of punctured surfaces

• Tropical curves

• Invariants of symplectic manifolds

• Classical modular forms

• (Mathematical) physics :

Scalar QFT ( Integrals overOn /Out(Fn)

10

Page 28: The Euler characteristic of Out(Fn · Mapping class group • Another example of an outer automorphism group: the mapping class group • The group of homeomorphisms of a closed,

Examples of applications of Outer space

• The group Out(Fn)

• Moduli spaces of punctured surfaces

• Tropical curves

• Invariants of symplectic manifolds

• Classical modular forms

• (Mathematical) physics :

Scalar QFT ( Integrals overOn /Out(Fn)

analogous to

2D Quantum gravity ( Integral overT (S)/MCG(S)

10

Page 29: The Euler characteristic of Out(Fn · Mapping class group • Another example of an outer automorphism group: the mapping class group • The group of homeomorphisms of a closed,

Moduli spaces

• The quotient space Gn := On /Out(Fn) is called the moduli

space of graphs.

11

Page 30: The Euler characteristic of Out(Fn · Mapping class group • Another example of an outer automorphism group: the mapping class group • The group of homeomorphisms of a closed,

Moduli spaces

• The quotient space Gn := On /Out(Fn) is called the moduli

space of graphs.

• Its cousin Mg = T (Sg )/MCG(Sg ) is the moduli space of

curves.

11

Page 31: The Euler characteristic of Out(Fn · Mapping class group • Another example of an outer automorphism group: the mapping class group • The group of homeomorphisms of a closed,

Moduli spaces

• The quotient space Gn := On /Out(Fn) is called the moduli

space of graphs.

• Its cousin Mg = T (Sg )/MCG(Sg ) is the moduli space of

curves.

• Both can be used to study the respective groups.

11

Page 32: The Euler characteristic of Out(Fn · Mapping class group • Another example of an outer automorphism group: the mapping class group • The group of homeomorphisms of a closed,

Summary of the respective groups and spaces

MCG(Sg ) Out(Fn)

acts freely and

properly on

Teichmuller space

T (Sg )

Outer space

On

Quotient X/GModuli space of curves

Mg

Moduli space of graphs

Gn

12

Page 33: The Euler characteristic of Out(Fn · Mapping class group • Another example of an outer automorphism group: the mapping class group • The group of homeomorphisms of a closed,

Invariants

Page 34: The Euler characteristic of Out(Fn · Mapping class group • Another example of an outer automorphism group: the mapping class group • The group of homeomorphisms of a closed,

Algebraic invariants

• H•(Out(Fn);Q) ) H•(On /Out(Fn);Q) = H•(Gn;Q),

as On is contractible Culler, Vogtmann (1986).

13

Page 35: The Euler characteristic of Out(Fn · Mapping class group • Another example of an outer automorphism group: the mapping class group • The group of homeomorphisms of a closed,

Algebraic invariants

• H•(Out(Fn);Q) ) H•(On /Out(Fn);Q) = H•(Gn;Q),

as On is contractible Culler, Vogtmann (1986).

& Study Out(Fn) using Gn!

13

Page 36: The Euler characteristic of Out(Fn · Mapping class group • Another example of an outer automorphism group: the mapping class group • The group of homeomorphisms of a closed,

Algebraic invariants

• H•(Out(Fn);Q) ) H•(On /Out(Fn);Q) = H•(Gn;Q),

as On is contractible Culler, Vogtmann (1986).

& Study Out(Fn) using Gn!

• One simple invariant: Euler characteristic

13

Page 37: The Euler characteristic of Out(Fn · Mapping class group • Another example of an outer automorphism group: the mapping class group • The group of homeomorphisms of a closed,

Further motivation to look at Euler characteristic of Out(Fn)

Consider the abelization map Fn " Zn.

Page 38: The Euler characteristic of Out(Fn · Mapping class group • Another example of an outer automorphism group: the mapping class group • The group of homeomorphisms of a closed,

Further motivation to look at Euler characteristic of Out(Fn)

Consider the abelization map Fn " Zn.

& Induces a group homomorphism

Out(Fn) " Out(Zn)

14

Page 39: The Euler characteristic of Out(Fn · Mapping class group • Another example of an outer automorphism group: the mapping class group • The group of homeomorphisms of a closed,

Further motivation to look at Euler characteristic of Out(Fn)

Consider the abelization map Fn " Zn.

& Induces a group homomorphism

Out(Fn) " Out(Zn)! "# $

=GL(n,Z)

14

Page 40: The Euler characteristic of Out(Fn · Mapping class group • Another example of an outer automorphism group: the mapping class group • The group of homeomorphisms of a closed,

Further motivation to look at Euler characteristic of Out(Fn)

Consider the abelization map Fn " Zn.

& Induces a group homomorphism

1 " T n " Out(Fn) " Out(Zn)! "# $

=GL(n,Z)

" 1

14

Page 41: The Euler characteristic of Out(Fn · Mapping class group • Another example of an outer automorphism group: the mapping class group • The group of homeomorphisms of a closed,

Further motivation to look at Euler characteristic of Out(Fn)

Consider the abelization map Fn " Zn.

& Induces a group homomorphism

1 " T n " Out(Fn) " Out(Zn)! "# $

=GL(n,Z)

" 1

• T n the ‘non-abelian’ part of Out(Fn) is interesting.

14

Page 42: The Euler characteristic of Out(Fn · Mapping class group • Another example of an outer automorphism group: the mapping class group • The group of homeomorphisms of a closed,

Further motivation to look at Euler characteristic of Out(Fn)

Consider the abelization map Fn " Zn.

& Induces a group homomorphism

1 " T n " Out(Fn) " Out(Zn)! "# $

=GL(n,Z)

" 1

• T n the ‘non-abelian’ part of Out(Fn) is interesting.

• By the short exact sequence above

$(Out(Fn)) = $(GL(n,Z))$(T n)

14

Page 43: The Euler characteristic of Out(Fn · Mapping class group • Another example of an outer automorphism group: the mapping class group • The group of homeomorphisms of a closed,

Further motivation to look at Euler characteristic of Out(Fn)

Consider the abelization map Fn " Zn.

& Induces a group homomorphism

1 " T n " Out(Fn) " Out(Zn)! "# $

=GL(n,Z)

" 1

• T n the ‘non-abelian’ part of Out(Fn) is interesting.

• By the short exact sequence above

$(Out(Fn)) = $(GL(n,Z))! "# $

=0

$(T n)

14

Page 44: The Euler characteristic of Out(Fn · Mapping class group • Another example of an outer automorphism group: the mapping class group • The group of homeomorphisms of a closed,

Further motivation to look at Euler characteristic of Out(Fn)

Consider the abelization map Fn " Zn.

& Induces a group homomorphism

1 " T n " Out(Fn) " Out(Zn)! "# $

=GL(n,Z)

" 1

• T n the ‘non-abelian’ part of Out(Fn) is interesting.

• By the short exact sequence above

$(Out(Fn)) = $(GL(n,Z))! "# $

=0

$(T n)

& T n does not have finitely-generated homology if

$(Out(Fn)) *= 0.

14

Page 45: The Euler characteristic of Out(Fn · Mapping class group • Another example of an outer automorphism group: the mapping class group • The group of homeomorphisms of a closed,

Conjectures

Conjecture Smillie-Vogtmann (1987)

$(Out(Fn)) *= 0 for all n + 2

and |$(Out(Fn))| grows exponentially for n " ,.

based on initial computations by Smillie-Vogtmann (1987) up

to n - 11. Later strengthened by Zagier (1989) up to n - 100.

15

Page 46: The Euler characteristic of Out(Fn · Mapping class group • Another example of an outer automorphism group: the mapping class group • The group of homeomorphisms of a closed,

Conjectures

Conjecture Smillie-Vogtmann (1987)

$(Out(Fn)) *= 0 for all n + 2

and |$(Out(Fn))| grows exponentially for n " ,.

based on initial computations by Smillie-Vogtmann (1987) up

to n - 11. Later strengthened by Zagier (1989) up to n - 100.

Conjecture Magnus (1934)

T n is not finitely presentable.

15

Page 47: The Euler characteristic of Out(Fn · Mapping class group • Another example of an outer automorphism group: the mapping class group • The group of homeomorphisms of a closed,

Conjectures

Conjecture Smillie-Vogtmann (1987)

$(Out(Fn)) *= 0 for all n + 2

and |$(Out(Fn))| grows exponentially for n " ,.

based on initial computations by Smillie-Vogtmann (1987) up

to n - 11. Later strengthened by Zagier (1989) up to n - 100.

Conjecture Magnus (1934)

T n is not finitely presentable.

In topological terms, i.e. dim(H2(T n)) = ,,

which implies that T n does not have finitely-generated homology.

15

Page 48: The Euler characteristic of Out(Fn · Mapping class group • Another example of an outer automorphism group: the mapping class group • The group of homeomorphisms of a closed,

Conjectures

Conjecture Smillie-Vogtmann (1987)

$(Out(Fn)) *= 0 for all n + 2

and |$(Out(Fn))| grows exponentially for n " ,.

based on initial computations by Smillie-Vogtmann (1987) up

to n - 11. Later strengthened by Zagier (1989) up to n - 100.

Conjecture Magnus (1934)

T n is not finitely presentable.

In topological terms, i.e. dim(H2(T n)) = ,,

which implies that T n does not have finitely-generated homology.

Theorem Bestvina, Bux, Margalit (2007)

T n does not have finitely-generated homology.15

Page 49: The Euler characteristic of Out(Fn · Mapping class group • Another example of an outer automorphism group: the mapping class group • The group of homeomorphisms of a closed,

Results: !(Out(Fn)) *= 0

Page 50: The Euler characteristic of Out(Fn · Mapping class group • Another example of an outer automorphism group: the mapping class group • The group of homeomorphisms of a closed,

Theorem A MB-Vogtmann (2019)

$(Out(Fn)) < 0 for all n + 2

16

Page 51: The Euler characteristic of Out(Fn · Mapping class group • Another example of an outer automorphism group: the mapping class group • The group of homeomorphisms of a closed,

Theorem A MB-Vogtmann (2019)

$(Out(Fn)) < 0 for all n + 2

$(Out(Fn)) ( . 1/2#

!(n . 3/2)

log2 nas n " ,.

16

Page 52: The Euler characteristic of Out(Fn · Mapping class group • Another example of an outer automorphism group: the mapping class group • The group of homeomorphisms of a closed,

Theorem A MB-Vogtmann (2019)

$(Out(Fn)) < 0 for all n + 2

$(Out(Fn)) ( . 1/2#

!(n . 3/2)

log2 nas n " ,.

which settles the initial conjecture by

Smillie-Vogtmann (1987). Immediate questions:

16

Page 53: The Euler characteristic of Out(Fn · Mapping class group • Another example of an outer automorphism group: the mapping class group • The group of homeomorphisms of a closed,

Theorem A MB-Vogtmann (2019)

$(Out(Fn)) < 0 for all n + 2

$(Out(Fn)) ( . 1/2#

!(n . 3/2)

log2 nas n " ,.

which settles the initial conjecture by

Smillie-Vogtmann (1987). Immediate questions:

& Huge amount of unstable homology in odd dimensions.

16

Page 54: The Euler characteristic of Out(Fn · Mapping class group • Another example of an outer automorphism group: the mapping class group • The group of homeomorphisms of a closed,

Theorem A MB-Vogtmann (2019)

$(Out(Fn)) < 0 for all n + 2

$(Out(Fn)) ( . 1/2#

!(n . 3/2)

log2 nas n " ,.

which settles the initial conjecture by

Smillie-Vogtmann (1987). Immediate questions:

& Huge amount of unstable homology in odd dimensions.

• Only one odd-dimensional class known Bartholdi (2016).

16

Page 55: The Euler characteristic of Out(Fn · Mapping class group • Another example of an outer automorphism group: the mapping class group • The group of homeomorphisms of a closed,

Theorem A MB-Vogtmann (2019)

$(Out(Fn)) < 0 for all n + 2

$(Out(Fn)) ( . 1/2#

!(n . 3/2)

log2 nas n " ,.

which settles the initial conjecture by

Smillie-Vogtmann (1987). Immediate questions:

& Huge amount of unstable homology in odd dimensions.

• Only one odd-dimensional class known Bartholdi (2016).

• Where does all this homology come from?

16

Page 56: The Euler characteristic of Out(Fn · Mapping class group • Another example of an outer automorphism group: the mapping class group • The group of homeomorphisms of a closed,

This Theorem A follows from an implicit expression for

$(Out(Fn)):

17

Page 57: The Euler characteristic of Out(Fn · Mapping class group • Another example of an outer automorphism group: the mapping class group • The group of homeomorphisms of a closed,

This Theorem A follows from an implicit expression for

$(Out(Fn)):

Theorem B MB-Vogtmann (2019)

/2#e!NNN (

%

k"0

ak(.1)k!(N + 1/2. k) as N " ,

where%

k"0

akzk = exp

&

'

%

n"0

$(Out(Fn+1))zn

(

)

17

Page 58: The Euler characteristic of Out(Fn · Mapping class group • Another example of an outer automorphism group: the mapping class group • The group of homeomorphisms of a closed,

This Theorem A follows from an implicit expression for

$(Out(Fn)):

Theorem B MB-Vogtmann (2019)

/2#e!NNN (

%

k"0

ak(.1)k!(N + 1/2. k) as N " ,

where%

k"0

akzk = exp

&

'

%

n"0

$(Out(Fn+1))zn

(

)

& $(Out(Fn)) are the coe"cients of an asymptotic expansion.

17

Page 59: The Euler characteristic of Out(Fn · Mapping class group • Another example of an outer automorphism group: the mapping class group • The group of homeomorphisms of a closed,

This Theorem A follows from an implicit expression for

$(Out(Fn)):

Theorem B MB-Vogtmann (2019)

/2#e!NNN (

%

k"0

ak(.1)k!(N + 1/2. k) as N " ,

where%

k"0

akzk = exp

&

'

%

n"0

$(Out(Fn+1))zn

(

)

& $(Out(Fn)) are the coe"cients of an asymptotic expansion.

• An analytic argument is needed to prove Theorem A from

Theorem B.

17

Page 60: The Euler characteristic of Out(Fn · Mapping class group • Another example of an outer automorphism group: the mapping class group • The group of homeomorphisms of a closed,

This Theorem A follows from an implicit expression for

$(Out(Fn)):

Theorem B MB-Vogtmann (2019)

/2#e!NNN (

%

k"0

ak(.1)k!(N + 1/2. k) as N " ,

where%

k"0

akzk = exp

&

'

%

n"0

$(Out(Fn+1))zn

(

)

& $(Out(Fn)) are the coe"cients of an asymptotic expansion.

• An analytic argument is needed to prove Theorem A from

Theorem B.

• In this talk: Focus on proof of Theorem B

17

Page 61: The Euler characteristic of Out(Fn · Mapping class group • Another example of an outer automorphism group: the mapping class group • The group of homeomorphisms of a closed,

Analogy to the mapping class group

Page 62: The Euler characteristic of Out(Fn · Mapping class group • Another example of an outer automorphism group: the mapping class group • The group of homeomorphisms of a closed,

Harer-Zagier formula for !(MCG(Sg ))

Similar result for the mapping class group/moduli space of curves:

18

Page 63: The Euler characteristic of Out(Fn · Mapping class group • Another example of an outer automorphism group: the mapping class group • The group of homeomorphisms of a closed,

Harer-Zagier formula for !(MCG(Sg ))

Similar result for the mapping class group/moduli space of curves:

Theorem Harer-Zagier (1986)

$(Mg ) = $(MCG(Sg )) =B2g

4g(g . 1)g + 2

18

Page 64: The Euler characteristic of Out(Fn · Mapping class group • Another example of an outer automorphism group: the mapping class group • The group of homeomorphisms of a closed,

Harer-Zagier formula for !(MCG(Sg ))

Similar result for the mapping class group/moduli space of curves:

Theorem Harer-Zagier (1986)

$(Mg ) = $(MCG(Sg )) =B2g

4g(g . 1)g + 2

• Original proof by Harer and Zagier in 1986.

18

Page 65: The Euler characteristic of Out(Fn · Mapping class group • Another example of an outer automorphism group: the mapping class group • The group of homeomorphisms of a closed,

Harer-Zagier formula for !(MCG(Sg ))

Similar result for the mapping class group/moduli space of curves:

Theorem Harer-Zagier (1986)

$(Mg ) = $(MCG(Sg )) =B2g

4g(g . 1)g + 2

• Original proof by Harer and Zagier in 1986.

• Alternative proof using topological field theory (TFT) by

Penner (1988).

18

Page 66: The Euler characteristic of Out(Fn · Mapping class group • Another example of an outer automorphism group: the mapping class group • The group of homeomorphisms of a closed,

Harer-Zagier formula for !(MCG(Sg ))

Similar result for the mapping class group/moduli space of curves:

Theorem Harer-Zagier (1986)

$(Mg ) = $(MCG(Sg )) =B2g

4g(g . 1)g + 2

• Original proof by Harer and Zagier in 1986.

• Alternative proof using topological field theory (TFT) by

Penner (1988).

• Simplified proof by Kontsevich (1992) based on TFT’s.

18

Page 67: The Euler characteristic of Out(Fn · Mapping class group • Another example of an outer automorphism group: the mapping class group • The group of homeomorphisms of a closed,

Harer-Zagier formula for !(MCG(Sg ))

Similar result for the mapping class group/moduli space of curves:

Theorem Harer-Zagier (1986)

$(Mg ) = $(MCG(Sg )) =B2g

4g(g . 1)g + 2

• Original proof by Harer and Zagier in 1986.

• Alternative proof using topological field theory (TFT) by

Penner (1988).

• Simplified proof by Kontsevich (1992) based on TFT’s.

& Kontsevich’s proof served as a blueprint for $(Out(Fn)).

18

Page 68: The Euler characteristic of Out(Fn · Mapping class group • Another example of an outer automorphism group: the mapping class group • The group of homeomorphisms of a closed,

Sketch of Kontsevich’s TFT proof

of the Harer-Zagier formula

Page 69: The Euler characteristic of Out(Fn · Mapping class group • Another example of an outer automorphism group: the mapping class group • The group of homeomorphisms of a closed,

Step 1 of Kontsevich’s proof

Generalize from Mg to Mg ,n, the moduli space of surfaces of

genus g and n punctures.

19

Page 70: The Euler characteristic of Out(Fn · Mapping class group • Another example of an outer automorphism group: the mapping class group • The group of homeomorphisms of a closed,

Step 1 of Kontsevich’s proof

Generalize from Mg to Mg ,n, the moduli space of surfaces of

genus g and n punctures.

We can ‘forget one puncture’:

MCG(Sg ,n+1) " MCG(Sg ,n)

19

Page 71: The Euler characteristic of Out(Fn · Mapping class group • Another example of an outer automorphism group: the mapping class group • The group of homeomorphisms of a closed,

Step 1 of Kontsevich’s proof

Generalize from Mg to Mg ,n, the moduli space of surfaces of

genus g and n punctures.

We can ‘forget one puncture’:

1 " #1(Sg ,n) " MCG(Sg ,n+1) " MCG(Sg ,n) " 1

& $(MCG(Sg ,n+1)) = $(Mg ,n+1) = $(#1(Sg ,n))$(Mg ,n)

19

Page 72: The Euler characteristic of Out(Fn · Mapping class group • Another example of an outer automorphism group: the mapping class group • The group of homeomorphisms of a closed,

Step 1 of Kontsevich’s proof

Generalize from Mg to Mg ,n, the moduli space of surfaces of

genus g and n punctures.

We can ‘forget one puncture’:

1 " #1(Sg ,n) " MCG(Sg ,n+1) " MCG(Sg ,n) " 1

& $(MCG(Sg ,n+1)) = $(Mg ,n+1) = $(#1(Sg ,n))! "# $

=2!2g!n

$(Mg ,n)

19

Page 73: The Euler characteristic of Out(Fn · Mapping class group • Another example of an outer automorphism group: the mapping class group • The group of homeomorphisms of a closed,

Step 2 of Kontsevich’s proof

• Use a combinatorial model for Mg ,n

20

Page 74: The Euler characteristic of Out(Fn · Mapping class group • Another example of an outer automorphism group: the mapping class group • The group of homeomorphisms of a closed,

Step 2 of Kontsevich’s proof

• Use a combinatorial model for Mg ,n

& Ribbon graphs Penner (1986)

20

Page 75: The Euler characteristic of Out(Fn · Mapping class group • Another example of an outer automorphism group: the mapping class group • The group of homeomorphisms of a closed,

Step 2 of Kontsevich’s proof

• Use a combinatorial model for Mg ,n

& Ribbon graphs Penner (1986)

Every point in Mg ,n can be associated with a ribbon graph ! such

that

• ! has n boundary components: h0(%!) = n

• $(!) = |V!|. |E!| = 2. 2g . n.

20

Page 76: The Euler characteristic of Out(Fn · Mapping class group • Another example of an outer automorphism group: the mapping class group • The group of homeomorphisms of a closed,

Step 2 of Kontsevich’s proof

• Use a combinatorial model for Mg ,n

& Ribbon graphs Penner (1986)

Every point in Mg ,n can be associated with a ribbon graph ! such

that

• ! has n boundary components: h0(%!) = n

• $(!) = |V!|. |E!| = 2. 2g . n.

& ! can be interpreted as a surface of genus g with n punctures.

20

Page 77: The Euler characteristic of Out(Fn · Mapping class group • Another example of an outer automorphism group: the mapping class group • The group of homeomorphisms of a closed,

Step 2 of Kontsevich’s proof

• Use a combinatorial model for Mg ,n

& Ribbon graphs Penner (1986)

Every point in Mg ,n can be associated with a ribbon graph ! such

that

• ! has n boundary components: h0(%!) = n

• $(!) = |V!|. |E!| = 2. 2g . n.

& ! can be interpreted as a surface of genus g with n punctures.

20

a

h.COM 1xlr1 I get n 1

Page 78: The Euler characteristic of Out(Fn · Mapping class group • Another example of an outer automorphism group: the mapping class group • The group of homeomorphisms of a closed,

Step 3 of Kontsevich’s proof

$(Mg ,n) =%

!

(.1)dim(!)

| Stab(&)|

21

Page 79: The Euler characteristic of Out(Fn · Mapping class group • Another example of an outer automorphism group: the mapping class group • The group of homeomorphisms of a closed,

Step 3 of Kontsevich’s proof

$(Mg ,n) =%

!

(.1)dim(!)

| Stab(&)|

21

dimension of respstrataUnl mod2

i Stabilizer underSam our representatives of

action at MLG

cells of leg aHaut MI

ribbon graphs on

Page 80: The Euler characteristic of Out(Fn · Mapping class group • Another example of an outer automorphism group: the mapping class group • The group of homeomorphisms of a closed,

Step 3 of Kontsevich’s proof

$(Mg ,n) =%

!

(.1)dim(!)

| Stab(&)|

=%

!h0("!)=n

#(!)=2!2g!n

(.1)|V!|

|Aut !|

21

Page 81: The Euler characteristic of Out(Fn · Mapping class group • Another example of an outer automorphism group: the mapping class group • The group of homeomorphisms of a closed,

Step 3 of Kontsevich’s proof

$(Mg ,n) =%

!

(.1)dim(!)

| Stab(&)|

=%

!h0("!)=n

#(!)=2!2g!n

(.1)|V!|

|Aut !|

Used by Penner (1988) to calculate $(Mg ) with Matrix models.

21

Page 82: The Euler characteristic of Out(Fn · Mapping class group • Another example of an outer automorphism group: the mapping class group • The group of homeomorphisms of a closed,

Step 4 of Kontsevich’s proof

Kontsevich’s simplification:

%

g ,n

$(Mg ,n)

n!z2!2g!n

22

Page 83: The Euler characteristic of Out(Fn · Mapping class group • Another example of an outer automorphism group: the mapping class group • The group of homeomorphisms of a closed,

Step 4 of Kontsevich’s proof

Kontsevich’s simplification:

%

g ,n

$(Mg ,n)

n!z2!2g!n =

%

g ,n

%

ribbon graphs !h0("!)=n

#(!)=2!2g!n

(.1)|V!|

|Aut !|1

n!z#(!)

22

Page 84: The Euler characteristic of Out(Fn · Mapping class group • Another example of an outer automorphism group: the mapping class group • The group of homeomorphisms of a closed,

Step 4 of Kontsevich’s proof

Kontsevich’s simplification:

%

g ,n

$(Mg ,n)

n!z2!2g!n =

%

g ,n

%

ribbon graphs !h0("!)=n

#(!)=2!2g!n

(.1)|V!|

|Aut !|1

n!z#(!)

=%

graphs G

(.1)|VG |

|AutG | z#(G)

22

Page 85: The Euler characteristic of Out(Fn · Mapping class group • Another example of an outer automorphism group: the mapping class group • The group of homeomorphisms of a closed,

Step 4 of Kontsevich’s proof

Kontsevich’s simplification:

%

g ,n

$(Mg ,n)

n!z2!2g!n =

%

g ,n

%

ribbon graphs !h0("!)=n

#(!)=2!2g!n

(.1)|V!|

|Aut !|1

n!z#(!)

=%

graphs G

(.1)|VG |

|AutG | z#(G)

This is the perturbative series of a simple TFT:

= log* 1/

2#z

+

R

ez(1+x!ex )dx,

22

Page 86: The Euler characteristic of Out(Fn · Mapping class group • Another example of an outer automorphism group: the mapping class group • The group of homeomorphisms of a closed,

Step 4 of Kontsevich’s proof

Kontsevich’s simplification:

%

g ,n

$(Mg ,n)

n!z2!2g!n =

%

g ,n

%

ribbon graphs !h0("!)=n

#(!)=2!2g!n

(.1)|V!|

|Aut !|1

n!z#(!)

=%

graphs G

(.1)|VG |

|AutG | z#(G)

This is the perturbative series of a simple TFT:

= log* 1/

2#z

+

R

ez(1+x!ex )dx,

Evaluation is classic (Stirling/Euler-Maclaurin formulas)

=%

k"1

'(.k)

.kz!k

22

Page 87: The Euler characteristic of Out(Fn · Mapping class group • Another example of an outer automorphism group: the mapping class group • The group of homeomorphisms of a closed,

Last step of Kontsevich’s proof

%

g ,n2!2g!n=k

$(Mg ,n)

n!=

Bk+1

k(k + 1)

23

Page 88: The Euler characteristic of Out(Fn · Mapping class group • Another example of an outer automorphism group: the mapping class group • The group of homeomorphisms of a closed,

Last step of Kontsevich’s proof

%

g ,n2!2g!n=k

$(Mg ,n)

n!=

Bk+1

k(k + 1)

& recover Harer-Zagier formula using the identity

$(Mg ,n+1) = (2. 2g . n)$(Mg ,n)

23

Page 89: The Euler characteristic of Out(Fn · Mapping class group • Another example of an outer automorphism group: the mapping class group • The group of homeomorphisms of a closed,

Analogous proof strategy for

!(Out(Fn)) using renormalized TFTs

Page 90: The Euler characteristic of Out(Fn · Mapping class group • Another example of an outer automorphism group: the mapping class group • The group of homeomorphisms of a closed,

Step 1

Generalize from Out(Fn) to An,s and from On to On,s , Outer

space of graphs of rank n and s legs.

Contant, Kassabov, Vogtmann (2011)

24

Page 91: The Euler characteristic of Out(Fn · Mapping class group • Another example of an outer automorphism group: the mapping class group • The group of homeomorphisms of a closed,

Step 1

Generalize from Out(Fn) to An,s and from On to On,s , Outer

space of graphs of rank n and s legs.

Contant, Kassabov, Vogtmann (2011)

Forgetting a leg gives the short exact sequence of groups

1 " Fn " An,s " An,s!1 " 1

24

d9,3 c Q

I c On

Page 92: The Euler characteristic of Out(Fn · Mapping class group • Another example of an outer automorphism group: the mapping class group • The group of homeomorphisms of a closed,

Step 2

• Use a combinatorial model for Gn,s

25

Page 93: The Euler characteristic of Out(Fn · Mapping class group • Another example of an outer automorphism group: the mapping class group • The group of homeomorphisms of a closed,

Step 2

• Use a combinatorial model for Gn,s

& graphs with a forest Smillie-Vogtmann (1987):

25

Page 94: The Euler characteristic of Out(Fn · Mapping class group • Another example of an outer automorphism group: the mapping class group • The group of homeomorphisms of a closed,

Step 2

• Use a combinatorial model for Gn,s

& graphs with a forest Smillie-Vogtmann (1987):

A point in Gn,s can be associated with a pair of a graph G and a

forest f 0 G .

25

Page 95: The Euler characteristic of Out(Fn · Mapping class group • Another example of an outer automorphism group: the mapping class group • The group of homeomorphisms of a closed,

Step 2

• Use a combinatorial model for Gn,s

& graphs with a forest Smillie-Vogtmann (1987):

A point in Gn,s can be associated with a pair of a graph G and a

forest f 0 G .

(G , f )

25

too

graph T forest

Page 96: The Euler characteristic of Out(Fn · Mapping class group • Another example of an outer automorphism group: the mapping class group • The group of homeomorphisms of a closed,

Step 3

$(An,s) =%

!

(.1)dim(!)

| Stab(&)|

26

Page 97: The Euler characteristic of Out(Fn · Mapping class group • Another example of an outer automorphism group: the mapping class group • The group of homeomorphisms of a closed,

Step 3

$(An,s) =%

!

(.1)dim(!)

| Stab(&)|

26

dimension of respstrata

fli Stabilizer under

sum our representatives ofaction at An s

cells of Onstar TAutGl

legged graphs 6

Page 98: The Euler characteristic of Out(Fn · Mapping class group • Another example of an outer automorphism group: the mapping class group • The group of homeomorphisms of a closed,

Step 3

$(An,s) =%

!

(.1)dim(!)

| Stab(&)|

=%

graphs Gwith s legs

rank($1(G))=n

%

forests f#G

(.1)|Ef |

|AutG |

26

Page 99: The Euler characteristic of Out(Fn · Mapping class group • Another example of an outer automorphism group: the mapping class group • The group of homeomorphisms of a closed,

Step 4

Renormalized TFT interpretation MB-Vogtmann (2019):

$(An,s) =%

graphs Gwith s legs

rank($1(G))=n

1

|AutG |%

forests f#G

(.1)|Ef |

27

Page 100: The Euler characteristic of Out(Fn · Mapping class group • Another example of an outer automorphism group: the mapping class group • The group of homeomorphisms of a closed,

Step 4

Renormalized TFT interpretation MB-Vogtmann (2019):

$(An,s) =%

graphs Gwith s legs

rank($1(G))=n

1

|AutG |%

forests f#G

(.1)|Ef |

! "# $

=:%(G)

27

Page 101: The Euler characteristic of Out(Fn · Mapping class group • Another example of an outer automorphism group: the mapping class group • The group of homeomorphisms of a closed,

Step 4

Renormalized TFT interpretation MB-Vogtmann (2019):

$(An,s) =%

graphs Gwith s legs

rank($1(G))=n

1

|AutG |%

forests f#G

(.1)|Ef |

! "# $

=:%(G)

( fulfills the identities ((1) = 1 and

%

g#Gg bridgeless

((g)(.1)|EG/g | = 0 for all G *= 1

27

Page 102: The Euler characteristic of Out(Fn · Mapping class group • Another example of an outer automorphism group: the mapping class group • The group of homeomorphisms of a closed,

Step 4

Renormalized TFT interpretation MB-Vogtmann (2019):

$(An,s) =%

graphs Gwith s legs

rank($1(G))=n

1

|AutG |%

forests f#G

(.1)|Ef |

! "# $

=:%(G)

( fulfills the identities ((1) = 1 and

%

g#Gg bridgeless

((g)(.1)|EG/g | = 0 for all G *= 1

& ( is an inverse of a character in a Connes-Kreimer-type

renormalization Hopf algebra. Connes-Kreimer (2001)

27

Page 103: The Euler characteristic of Out(Fn · Mapping class group • Another example of an outer automorphism group: the mapping class group • The group of homeomorphisms of a closed,

Step 4

Renormalized TFT interpretation MB-Vogtmann (2019):

$(An,s) =%

graphs Gwith s legs

rank($1(G))=n

1

|AutG |%

forests f#G

(.1)|Ef |

! "# $

=:%(G)

( fulfills the identities ((1) = 1 and

%

g#Gg bridgeless

((g)(.1)|EG/g | = 0 for all G *= 1

& ( is an inverse of a character in a Connes-Kreimer-type

renormalization Hopf algebra. Connes-Kreimer (2001)

The group invariants $(An,s) are encoded in a renormalized TFT.

27

Page 104: The Euler characteristic of Out(Fn · Mapping class group • Another example of an outer automorphism group: the mapping class group • The group of homeomorphisms of a closed,

TFT evaluation

Let T (z , x) =%

n,s"0

$(An,s)z1!n x

s

s!

28

Page 105: The Euler characteristic of Out(Fn · Mapping class group • Another example of an outer automorphism group: the mapping class group • The group of homeomorphisms of a closed,

TFT evaluation

Let T (z , x) =%

n,s"0

$(An,s)z1!n x

s

s!

then 1 =1/2#z

+

R

eT (z,x)dx

28

Page 106: The Euler characteristic of Out(Fn · Mapping class group • Another example of an outer automorphism group: the mapping class group • The group of homeomorphisms of a closed,

TFT evaluation

Let T (z , x) =%

n,s"0

$(An,s)z1!n x

s

s!

then 1 =1/2#z

+

R

eT (z,x)dx

Using the short exact sequence, 1 " Fn " An,s " An,s!1 " 1

results in the action

1 =1/2#z

+

R

ez(1+x!ex )+ x2+T (!zex )dx

where T (z) =-

n"1 $(Out(Fn+1))z!n.

28

Page 107: The Euler characteristic of Out(Fn · Mapping class group • Another example of an outer automorphism group: the mapping class group • The group of homeomorphisms of a closed,

TFT evaluation

Let T (z , x) =%

n,s"0

$(An,s)z1!n x

s

s!

then 1 =1/2#z

+

R

eT (z,x)dx

Using the short exact sequence, 1 " Fn " An,s " An,s!1 " 1

results in the action

1 =1/2#z

+

R

ez(1+x!ex )+ x2+T (!zex )dx

where T (z) =-

n"1 $(Out(Fn+1))z!n.

This gives the implicit result in Theorem B.

28

Page 108: The Euler characteristic of Out(Fn · Mapping class group • Another example of an outer automorphism group: the mapping class group • The group of homeomorphisms of a closed,

Summery/Questions/Outlook

Short summary:

29

Page 109: The Euler characteristic of Out(Fn · Mapping class group • Another example of an outer automorphism group: the mapping class group • The group of homeomorphisms of a closed,

Summery/Questions/Outlook

Short summary:

• $(Out(Fn)) *= 0

29

Page 110: The Euler characteristic of Out(Fn · Mapping class group • Another example of an outer automorphism group: the mapping class group • The group of homeomorphisms of a closed,

Summery/Questions/Outlook

Short summary:

• $(Out(Fn)) *= 0

Open questions:

• The rapid growth of $(Out(Fn)) indicates that there is much

unstable homology. What generates it?

29

Page 111: The Euler characteristic of Out(Fn · Mapping class group • Another example of an outer automorphism group: the mapping class group • The group of homeomorphisms of a closed,

Summery/Questions/Outlook

Short summary:

• $(Out(Fn)) *= 0

Open questions:

• The rapid growth of $(Out(Fn)) indicates that there is much

unstable homology. What generates it?

• Missing analysis of the naive integral Euler characteristic: tbd

29

Page 112: The Euler characteristic of Out(Fn · Mapping class group • Another example of an outer automorphism group: the mapping class group • The group of homeomorphisms of a closed,

Summery/Questions/Outlook

Short summary:

• $(Out(Fn)) *= 0

Open questions:

• The rapid growth of $(Out(Fn)) indicates that there is much

unstable homology. What generates it?

• Missing analysis of the naive integral Euler characteristic: tbd

• Can the TFT analysis be explained with a duality between

MCG(Sg ) and Out(Fn)? Obvious candidate: Koszul duality

29

Page 113: The Euler characteristic of Out(Fn · Mapping class group • Another example of an outer automorphism group: the mapping class group • The group of homeomorphisms of a closed,

Summery/Questions/Outlook

Short summary:

• $(Out(Fn)) *= 0

Open questions:

• The rapid growth of $(Out(Fn)) indicates that there is much

unstable homology. What generates it?

• Missing analysis of the naive integral Euler characteristic: tbd

• Can the TFT analysis be explained with a duality between

MCG(Sg ) and Out(Fn)? Obvious candidate: Koszul duality

• Can renormalized TFT arguments also be used for other

groups? For instance RAAGs.

29