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  • Global Intellectual Property Systems:

    The Patent Cooperation Treaty (PCT) –

    Introduction and Future Developments

    Roving Seminars: WIPO Services and Initiatives

    Hellenic Industrial Property Organization (ΟΒΙ), Athens, Greece

    April 9, 2019

    Speaker: Thomas Henninger, Senior Legal Information Officer,

    PCT Legal and User Relations Division, WIPO

  • Seeking patents multinationally today -

    Paris system vs. PCT system

    0 12

    File local

    application

    File

    applications

    abroad (months)

    Traditional/

    Paris

    (months)

    File PCT

    application

    12 30

    International

    search report &

    written opinion

    16 18

    International

    publication

    (optional)

    demand for

    International

    preliminary

    examination

    File local

    application

    Enter

    national

    phase

    22 28

    (optional)

    International

    preliminary

    report on

    patentability

    PCT 0

    177 States

    1883

    1978

    152 States

    http://www.wipo.int/publications/en/details.jsp?id=3928&plang=EN

  • Paris route vs. PCT national phase

    “Market share”

    *

    Share of non-resident PCT National phase entries in total non-resident applications (%)

    23.8 25.2 32.2 34.1 38.8 39.8 43.4 47.6 46.2 47.0 47.2 48.7 50.7 53.1 54.3 54.7 54.7 55.1 55.6 57.0

    0

    25

    50

    75

    100

    D is

    tr ib

    u tio

    n o

    f n o

    n -r

    e si

    d e

    n t a

    p p

    lic a tio

    n s

    (% )

    1995 1996 1997 1998 1999 2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012 2013 2014

    Year

    Non-resident PCT national phase entries Non-resident direct applications

  • (months)

    File PCT

    application

    120 30

    International

    search report

    & written

    opinion

    16 18

    International

    publication

    (optional)

    File

    demand for

    International

    preliminary

    examination

    File local

    application

    Enter

    national

    phase

    22 28

    (optional)

    International

    preliminary

    report on

    patentability Typically filed in same

    national patent office--one

    set of fees, one language,

    one set of formality

    requirements--and legal

    effect in all PCT States

    Using the PCT system to seek

    multinational patent protection

  • =PCT

    Albania

    Algeria

    Angola

    Antigua and Barbuda

    Armenia

    Australia

    Austria

    Azerbaijan

    Bahrain

    Barbados

    Belarus

    Belgium

    Belize

    Benin

    Bosnia and Herzegovina

    Botswana

    Brazil

    Brunei Darussalam

    Bulgaria

    Burkina Faso

    Cambodia (8 Dec. ‘16)

    Cameroon

    Canada

    Central African Republic

    Chad

    Chile

    China

    Colombia

    Comoros

    Congo

    Costa Rica

    Côte d'Ivoire

    Croatia

    Cuba

    Cyprus

    Czech Republic

    Democratic People's

    Republic of Korea

    Denmark

    Djibouti (23 Sept. ‘16)

    Dominica

    Dominican Republic

    Ecuador

    Egypt

    El Salvador

    Equatorial Guinea

    Estonia

    Finland

    France,

    Gabon

    Gambia

    Georgia

    Germany

    Ghana

    Greece

    Grenada

    Guatemala

    Guinea

    Guinea-Bissau

    Honduras

    Hungary

    Iceland

    India

    Indonesia

    Iran (Islamic Republic of)

    Ireland

    Israel

    Italy

    Japan

    Jordan (9 June 17)

    Kazakhstan

    Kenya

    Kuwait (9 Sept. ‘16)

    Kyrgyzstan

    Lao People’s Dem Rep.

    Latvia

    Lesotho

    Liberia

    Libyan Arab Jamahiriya

    Liechtenstein

    Lithuania

    Luxembourg

    Madagascar

    Malawi

    Malaysia

    Mali

    Malta

    Mauritania

    Mexico

    Monaco

    Mongolia

    Montenegro

    Morocco

    Mozambique

    Namibia

    Netherlands

    New Zealand

    Nicaragua

    Niger

    Nigeria

    Norway

    Oman

    Panama

    Papua New Guinea

    Peru

    Philippines

    Poland

    Portugal

    Qatar

    Republic of Korea

    Republic of Moldova

    Romania

    Rwanda

    Russian Federation

    Saint Lucia

    Saint Vincent and

    the Grenadines

    San Marino

    Sao Tomé e Principe

    Saudi Arabia

    Senegal

    Serbia

    Seychelles

    Sierra Leone

    Singapore

    Slovakia

    Slovenia

    South Africa

    Spain

    Sri Lanka

    Sudan

    Swaziland

    St. Kitts and Nevis

    Sweden

    Switzerland

    Syrian Arab Republic

    Tajikistan

    Thailand

    The former Yugoslav

    Republic of Macedonia

    Togo

    Trinidad and Tobago

    Tunisia

    Turkey

    Turkmenistan

    Uganda

    Ukraine

    United Arab Emirates

    United Kingdom

    United Republic of Tanzania

    United States of America

    Uzbekistan

    Viet Nam

    Zambia

    Zimbabwe

    152 PCT States Recent accessions:Jordan Kuwait

    Djibouti

    Cambodia

  • UN Member States not yet in PCT Afghanistan

    Andorra*

    Argentina**

    Bahamas

    Bangladesh*

    Bhutan

    Bolivia

    Burundi

    Cape Verde

    Democratic Republic of

    Congo

    Eritrea

    Ethiopia

    Fiji

    Guyana

    Haiti

    Iraq

    Jamaica

    Kiribati

    Lebanon

    Maldives

    Marshall Islands

    Mauritius**

    Micronesia

    Myanmar

    Nauru

    Nepal

    Pakistan

    Palau

    Paraguay**

    Samoa

    Solomon Islands

    Somalia

    South Sudan

    Suriname*

    Timor-Leste

    Tonga

    Tuvalu

    Uruguay**

    Vanuatu

    Venezuela

    Yemen

    (41)

    *preparing to accede **PCT discussions ongoing

    Also in discussions

    with GCC Patent Office

    about linking its system

    to PCT

  • PCT Applications

    0

    50000

    100000

    150000

    200000

    250000

    78 80 82 84 86 88 90 92 94 96 98 00 02 04 06 08 10 12 14 16 18

    2018: 253,000 applications (+ 3.9 %)

  • PCT use by GR applicants

    0

    20

    40

    60

    80

    100

    120

    140

    00 01 02 03 04 05 06 07 08 09 10 11 12 13 14 15 16 17 18

    49 55

    75 67

    79

    55

    84 87

    107 100

    90 92 95

    111

    133

    122

    111110 115

    • Greece joined PCT in 1990: EPC in 1986 and closed national route

    • 2017: Around 65% filed with RO/GR, 25%: RO/EP; 10%: RO/IB

  • 1. postpones the major costs associated with internationalizing a

    patent application

    The PCT, as the cornerstone of the international patent system,

    provides a worldwide system for simplified filing and processing

    of patent applications, which—

    Certain PCT Advantages

  • Traditional patent system

    vs. PCT system

    0 12

    File local

    application

    File

    applications

    abroad (months)

    Traditional

    (months)

    File PCT

    application

    12 30

    International

    search report &

    written opinion

    16 18

    International

    publication

    (optional)

    demand for

    International

    preliminary

    examination

    File local

    application

    Enter

    national

    phase

    22 28

    (optional)

    International

    preliminary

    report on

    patentability

    PCT 0

    Fees for:

    --translations

    --Office fees

    --local agents

    Fees for:

    --translations

    --Office fees

    --local agents

  • Nokero (produces solar-powered lights which replace kerosene lamps and

    candles used in developing and least -developed countries--it has so far

    distributed over 1.4 million lights in 120 countries and won a United States

    Patent and Trademark Office's Patents for Humanity Award)

    Source: WIPO Magazine, February 2016

    PCT Testimonial: Start-up

    “When it comes to patenting, because we operate in so many

    different markets, we use WIPO’s Patent Cooperation Treaty

    (PCT). Every start-up has limited funds and the PCT is a great

    mechanism for delaying patent filing costs, allowing time to test

    the market and overcome any unforeseen technical problems.

    Without the PCT, protecting an invention in international

    markets would be a high-risk strategy with huge upfront costs.”

  • PCT Success: Greek Inventor

    Epi-LASIK (Laser assisted in situ keratomileusis)

    Source Patentscope; Wikipedia.

    • Ophthalmolog Ioannis Pal