β-Adrenoceptor Modulation in Chronic Obstructive Pulmonary Disease: Present and Future Perspectives
Transcript of β-Adrenoceptor Modulation in Chronic Obstructive Pulmonary Disease: Present and Future Perspectives
LEADING ARTICLE
b-Adrenoceptor Modulation in Chronic Obstructive PulmonaryDisease: Present and Future Perspectives
Maria Gabriella Matera • Luigino Calzetta •
Mario Cazzola
Published online: 15 October 2013
� Springer International Publishing Switzerland 2013
Abstract The common coexistence of chronic obstruc-
tive pulmonary disease (COPD) and cardiovascular disease
(CVD) presents several therapeutic constraints that have
not been comprehensively investigated. Pharmacologic
modulation of b-adrenoceptor (b-AR) function is one of the
critical issues in the treatment of these patients because
inhaled b2-AR agonists may induce adverse events in
patients with COPD, mainly in those with coexisting CVD.
Moreover, the use of b-AR blockers has traditionally been
contraindicated in COPD, mainly because of the potential
for acute bronchospasm and increased airway hyperre-
sponsiveness after their administration. However, there
now appears to be good evidence that b-AR blockers are
not only safe but may have benefits in COPD that extend
beyond a reduction in cardiovascular mortality. This article
starts with a succinct outline of the evolution in our
understanding of b-AR modulation in COPD, touching on
treatment of COPD with b-AR agonists and the issues of
b-AR blockade and cardioselectivity in patients with
comorbid CVD. We then summarize the current evidence
for a COPD benefit from b-AR blockers and hypothesize
on the mode of action. Finally, we provide a view of the
future landscape in terms of therapeutic possibilities and
what still needs to be resolved, based on our opinion.
1 Introduction
There is solid evidence that patients with chronic
obstructive pulmonary disease (COPD) are at increased
risk of cardiovascular disease (CVD) [1]. The underlying
pathophysiologic mechanisms that are responsible for the
increased cardiovascular risk in COPD remain unclear, but
may include arterial stiffness, inflammation, and endothe-
lial dysfunction [2].
The common coexistence of COPD and CVD raises
several therapeutic issues that have not been comprehen-
sively investigated. Pharmacological modulation of
b-adrenoceptor (b-AR) function is one of the critical issues
in the treatment of these patients. In fact, inhaled b2-AR
agonists are one of the mainstays of COPD therapy,
whereas b-AR antagonists, also called b-AR blockers, are
known to improve the survival of patients within a large
spectrum of CVDs, including ischemic heart disease and
heart failure [3].
However, inhaled b2-AR agonists may induce adverse
events in patients with COPD, mainly in those with coex-
isting CVD [4]. Moreover, the use of b-AR blockers has
traditionally been contraindicated in COPD, mainly
because they can potentially cause acute bronchospasm [5]
and increased airway hyperresponsiveness [6].
In this article, we review evidence that supports or
refutes the pharmacologic modulation of b-AR function in
patients with coexisting COPD and CVD, always consid-
ering that ligands interacting with b-ARs have important
differences that influence their final effects (Table 1).
M. G. Matera (&)
Unita di Farmacologia, Dipartimento di Medicina Sperimentale,
Seconda Universita di Napoli, Via Santa Maria di Costantinopoli
16, 80138 Napoli, Italy
e-mail: [email protected]
L. Calzetta
Department of Pulmonary Rehabilitation, San Raffaele Pisana
Hospital, IRCCS, Rome, Italy
M. Cazzola
Department of Systems Medicine, University of Rome Tor
Vergata, Rome, Italy
Drugs (2013) 73:1653–1663
DOI 10.1007/s40265-013-0120-5
2 The Evolution in Our Understanding of b-
Adrenoceptor Modulation in COPD
Recently, we described the evolution in our understanding of
b-Adrenoceptor modulation in obstructive airway diseases [7, 8].
In humans, sympathetic fibers innervate the submucosal
mucus gland, blood vessels, and the parasympathetic gan-
glia, but sympathetic adrenergic innervation of human
airway smooth muscle (ASM) is sparse and/or nonexistent.
Nonetheless, relaxation and, under some conditions, con-
traction of ASM can be evoked by stimulation of sympa-
thetic nerves. Such contraction and relaxation are attributed
to noradrenaline release, which is capable of acting on
a-ARs and b-ARs.
b-ARs are seven-transmembrane G-protein-coupled
receptors (GPCRs). They couple to the stimulatory G
protein Gs and thereby activate adenylyl cyclase (AC). In
addition, coupling to the inhibitory G protein Gi and G
protein-independent signaling have also been observed [9].
Differential activation of these signaling pathways can be
modulated by biased ligands.
b-ARs are densely located on ASM. Their density
increases with increasing airway generation in humans.
b-ARs are subdivided into three types: b1, b2, and b3.
Binding studies show that approximately 70 % of pul-
monary b-ARs are of the b2-AR subtype.
The activation of b2-ARs increases the intracellular
level of AC, resulting in the conversion of adenosine tri-
phosphate to cyclic adenosine monophosphate (cAMP),
which in turn can activate the effector molecules cAMP-
dependent protein kinase A (PKA) and the exchange factor
directly activated by cAMP (Epac) that acts as guanine-
nucleotide exchange factor for a low-molecular-weight G
protein, the Ras-proximate-1 (Fig. 1). PKA phosphorylates
key regulatory proteins involved in the control of ASM
tone, Epac induces ASM relaxation in a largely PKA-
independent manner through down-regulation of Rho, and
cAMP results in sequestration of intracellular Ca2?, lead-
ing to relaxation of the ASM. However, we are progres-
sively realizing that signaling through AC-coupled
pathways is considerably more complex and sophisticated
than was previously supposed and, in any case, we still
know little about these pathways in airway cells [10].
Prolonged b2-AR activation leads to the receptor
desensitization [11], a normal homeostatic process that
presumably serves to protect cells from excessive stimu-
lation. Agonist binding promotes a process known as
desensitization, which involves rapid phosphorylation of
the receptor at the C terminus and intracellular loops, in
large part by the G-protein-coupled receptor kinases
(GRKs) [12]. The combination of conformational change
and phosphorylation intensely increases the affinity of the
receptor for b-arrestins (b-arrestin-1 and b-arrestin-2),
which are members of a small family of multifunctional
seven-transmembrane receptor regulatory or adaptor pro-
teins. This association blocks subsequent G protein acti-
vation and plays an almost universal role in facilitating
traditional seven-transmembrane receptor desensitization
[12]. More specifically, b-arrestin-2 regulates receptor
desensitization by sterically preventing the interaction
between the receptor and G protein [13], by internalizing
Table 1 Definitions of terms referring to ligands that can interact
with a b-adrenoceptor
Agonist
A ligand that binds to a receptor and activates a process that
follows its binding to the receptor
Partial agonist
An agonist that binds to and activates a receptor, but is not able to
elicit the maximum possible response that is produced by full
agonists
Antagonist
A ligand that binds to a receptor without inducing change in
receptor activity itself but prevents other ligands from activating
the receptor or a specific signal
Inverse agonist
An antagonist that binds to the same receptor-binding site as an
agonist for that receptor but induces a pharmacologic response
opposite to that agonist
Fig. 1 Mechanism of action of b2-adrenoceptor agonists. AC aden-
ylyl cyclase, b2R b2 adrenoceptor, cAMP cyclic adenosine mono-
phosphate, Epac exchange protein directly activated by cAMP, Gs
stimulatory G-protein, HSP-20 heat shock-related protein 20, MLCK
myosin light chain kinase, MLC-P myosin light chain phosphatase,
PDE phosphodiesterase, PKA protein kinase A, SR/RyR Ca2?
sarcoplasmic reticular ryanodine Ca2? channel. Reprinted with
permission of the American Thoracic Society. Copyright � 2013
American Thoracic Society. Cazzola et al. [8]. Official journal of the
American Thoracic Society
1654 M. G. Matera et al.
receptor [14], and by actively recruiting phosphodiester-
ases to degrade the cAMP generated by G protein signaling
[15]. A protein known as a GRK phosphorylates the
receptor on particular residues. This increases its affinity
for b-arrestin that binds to the receptor and prevents it from
associating with a trimeric G-protein. b-Arrestin can target
the receptor for endocytosis, leading to receptor down-
regulation. For this reason, it has been anticipated that a
G-protein-biased ligand that does not promote b-arrestin
recruitment would result in less tachyphylaxis and would
be a more effective therapeutic agent [12]. Persistent
b2-AR activation decreases expression of the regulator of G
protein signaling 5 (an inhibitor of GPCR activity), the
knockdown of which in human ASM increases agonist-
evoked intracellular calcium flux and myosin light chain
phosphorylation, which are prerequisites for contraction.
Functional studies have mostly suggested a limited role
for sympathetic adrenergic nerves regulating airway func-
tion in normal human subjects, but relaxation of ASM can
be evoked by stimulation of sympathetic nerves.
Elevated sympathetic nerve activity has been associated
with COPD [16]. Mechanisms that have been proposed to
influence sympathetic activity in patients with COPD
include systemic inflammation, hypoxia, oxidative stress,
physical inactivity, and large intrathoracic pressure chan-
ges [17]. Increased plasma noradrenaline release accom-
panying sympathetic activation induces down-regulation of
b-ARs in the lung, reduction of AC activity, and thus
cAMP-mediated bronchorelaxation [18]. Therefore, it can
be speculated that sympathetic activation might favor
bronchoconstriction [18].
The increased sympathetic activity in COPD patients
might also potentially affect cardiac activity. In fact,
patients with COPD have functional alterations of cardiac
autonomic modulation as reflected in elevated resting heart
rate, reduced baroreflex sensitivity, reduced heart rate
variability [19, 20], reduced respiratory sinus arrhythmia
[21], a direct increase in muscle sympathetic nerve activity
[22, 23], and abnormal heart rate recovery following
exercise [24]. However, there is no direct evidence of a
cause-effect relationship linking increased sympathetic
activity to the evolution of CVD in patients with COPD
[17], although recent data from the Copenhagen City Heart
Study have shown that resting heart rate is a prediction of
median life expectancy in patients with COPD, above and
beyond that of pulmonary function alone, and is associated
with both cardiovascular and all-cause mortality across all
stages of COPD [25].
The presence of b-ARs in the human heart explains why
the modulation of b-AR function is important in influenc-
ing cardiac functions [3, 4], although it must be highlighted
that the heart has a lower b2-AR density than ASM [11].
Bristow et al. [26] demonstrated that the proportions of
b1-AR and b2-AR in normal hearts are 77 and 23 %,
respectively. Functional b1-ARs and b2-ARs coexist on
atria and ventricles with a b1/b2-AR ratio of about
60–70 %/40–30 % in the atria and about 70–80 %/
30–20 % in the ventricles [27]. On human sinoatrial nodes,
total b-AR density is about threefold higher than that in the
adjacent atrial myocardium, with a b2-AR density that is
about 2.5-fold higher in the sinoatrial node than in the right
atrial myocardium, and this is consistent with physiologic
studies that implicate this receptor in regulating cardiac
chronotropism [28]. b2-ARs are also present on adrenergic
nerve terminals in the heart, where they facilitate nor-
adrenaline release [29].
3 Treatment of COPD with b-Adrenoceptor Agonists
Although increased sympathetic nerve activity has been
associated with COPD [17], inhaled long-acting b2-AR
agonists (LABAs) have been suggested to be a mainstay in
the regular treatment of stable COPD since their intro-
duction into the market [30, 31]. Apparently, this seems to
be nonsense. In fact, inhalation of therapeutic doses of
b2-AR agonists even in healthy subjects results in signifi-
cant hemodynamic changes and a shift of sympathovagal
balance towards increased sympathetic tone [32]. Inhaled
b2-AR agonists increase sympathetic activity, as measured
by heart rate variability analysis, in healthy persons, but
they do not change the parasympathetic cardiac modulation
[33, 34]. Moreover, use of b2-AR agonists increases the
sympathetic nervous activity of COPD patients [35].
Nonetheless, a large volume of published evidence
supports the role of LABAs in this disease [7, 8, 36].
LABAs are used either alone or in combination with other
bronchodilators, inhaled corticosteroids, or both. Com-
monly used LABAs include salmeterol and formoterol, and
the new ultra-LABA indacaterol. These agents provide
sustained bronchodilation and, although they are unable to
influence the accelerated decline in lung function that is
characteristic of COPD, at least in terms of clinically
noticeable changes, they offer greater convenience for
patients with COPD [7]. Essentially, they induce significant
improvements in forced expiratory volume in 1 second
(FEV1), reduce dynamic hyperinflation, and improve
exercise tolerance, causing improvements in dyspnea and
health-related quality of life (HRQoL) [7, 8, 36]. More-
over, they reduce the frequency of COPD exacerbations
and offer a potential survival advantage [7, 8, 36].
Inhalational formulations of b2-AR agonists used for
chronic management of COPD are designed for local
application and systemic effects are unintended. Never-
theless, frequent use resulting in higher doses can result in
numerous unfavorable cardiovascular effects such as
b-Adrenoceptor Modulation in COPD 1655
tachycardia, hypokalemia, QTc prolongation, peripheral
vasodilation, disturbed autonomic modulation, and
depressed heart rate variability [3, 4]. Hypoxia, hypercap-
nia, acidosis, and excess sympathetic activity all potentially
amplify these sequelae [3, 4, 37]. A retrospective cohort
case-control analysis of elderly (aged C67 years) Canadian
patients with COPD who developed severe cardiac
arrhythmia compared with those who did not found that the
new use of short-b-agonists (SABAs) or LABAs was
associated with modest increases in the risk of cardiac
arrhythmia (rate ratio: 1.27, 95 % confidence interval [CI],
1.03–1.57; and 1.47, 95 % CI, 1.01–2.15, respectively)
[38], emphasizing the importance of considering CVD
when treating patients with COPD. However, data provided
by the TOwards a Revolution in COPD Health (TORCH)
study [39] suggest that LABAs incur little if any additional
cardiovascular safety signals compared with placebo in the
treatment of COPD. Moreover, the desensitization that
occurs during the first few days of regular use of a b2-AR
agonist results in a reduction in the responsiveness of the
heart, accounting for the commonly observed resolution of
tachycardia [40].
It is crucial to highlight that dyspneic patients are often
treated with inhaled bronchodilators before the cause of the
dyspnea is known. It has been reported that 44 % of COPD
patients with myocardial infarction on the first day of
hospitalization received b-AR agonists [41]. These medi-
cations cause increased myocardial oxygen demand [4] and
may exacerbate dyspnea that is misidentified as an exac-
erbation of COPD. Therefore, it has been recommended
that clinicians should consider greater caution in adminis-
tering large doses of b-AR agonist aerosols (if at all) to
patients with COPD, especially those with documented
coronary artery disease who present with undifferentiated
dyspnea/wheezing because up to 20 % of such episodes
may be cardiac related [41].
Similarly, many acute decompensated heart failure
patients without a history of COPD receive inhaled bron-
chodilators [42], but it must be mentioned that inhaled
bronchodilators may have a role in the management of
patients with chronic heart failure because of their potential
to improve pulmonary function, especially in those with
airway obstruction. Airway narrowing associated with
heart failure has a reversible component, as almost 40 % of
patients without a history of COPD or asthma who have
pre-bronchodilator airway obstruction fully recover after
bronchodilation [43]. In effect, these patients have some
degree of reversible airway hyperresponsiveness or reac-
tive airway disease likely because of congestion of the
bronchial vessels leading to thickening and edema of the
airway wall, accumulation of paracrine bronchoconstrictor
agents due to extravasation of plasma, and vagally medi-
ated bronchoconstriction [44].
It should be noted that the data that link the use of
b2-AR agonists and heart failure in the literature are still
relatively few and conflicting. Coughlin et al. [45] identi-
fied an association between b2-AR agonists and the
development of idiopathic dilated cardiomyopathy, with an
adjusted odds ratio for developing cardiomyopathy asso-
ciated with inhaled b2-AR agonist use that was 3.2 (95 %
CI 1.1–11). Two large-scale retrospective analyses exam-
ined the impact of b2-AR agonist use on heart failure
outcomes. Au et al. [46] demonstrated that b2-AR agonist
use is associated with excess heart failure hospitalizations
as well as an increased risk of all-cause mortality in
patients with left ventricular dysfunction. Moreover, a
retrospective analysis of the Candesartan in Heart Failure:
Assessment of Reduction in Mortality and morbidity
(CHARM) dataset showed a concerning 26 % excess risk
of mortality when using bronchodilators [47].
Conversely, Sengstock et al. [48] did not find any
association between b2-AR agonist use and the develop-
ment of idiopathic dilated cardiomyopathy. Moreover, a
retrospective cohort study of patients attending a heart
failure disease management program showed that that
inhaled b2-AR agonists are not associated with increased
mortality in community-managed heart failure patients
when adjusted for B-type natriuretic peptide (BNP) as well
as other clinical, demographic, and medication variables
[49]. These data suggest that the previously reported
mortality risk attributed to b2-AR agonists may be
accounted for by other factors and particularly heart failure
severity as measured by BNP.
Whatever the case may be, it has been suggested that the
characteristics of the single b2-AR agonist may influence
its impact on the heart [37, 40]. In effect, in view of the low
b2-AR density in the heart, it might be expected that full
b-AR agonists (formoterol, indacaterol) would elicit a
greater cardiac response than partial agonists (salmeterol).
However, a 2006 clinical trial in patients with COPD
reported that formoterol did not increase arrhythmia fre-
quency as assessed by Holter monitoring [50]. Moreover,
indacaterol demonstrated no apparent potential for increased
cardiovascular risk even with the highest evaluated dose of
600 lg and its cardiovascular safety profile was similar to
placebo and comparable to formoterol and salmeterol [51].
4 b-Adrenoceptor Blockers in COPD
Although there is no direct evidence of a cause-effect
relationship linking increased sympathetic activity to the
evolution of CVD in patients with COPD [17], b-AR
blockers could theoretically exert beneficial effects by
tempering the sympathetic nervous system or by reducing
the ischemic burden [18]. In fact, these agents have
1656 M. G. Matera et al.
relatively little effect on heart rate and contractility in an
individual at rest but slow heart rate and decrease cardiac
contractility when the sympathetic nervous system is acti-
vated [52]. Nonetheless, the use of b-AR blockers has
traditionally been contraindicated in COPD, mainly
because of anecdotal evidence and case reports from small
trials in the 1970s and 1980s citing acute bronchospasm [5]
or increased airway hyperresponsiveness [6] after their
administration. Airway obstruction during treatment with
b-AR blockers is mediated through interference with
b2-AR mediated bronchodilatation [3].
b-AR blockers can be broadly classified into (a) non-
selective, those producing a competitive blockade of
both b1-ARs and b2-ARs and (b) those with much higher
affinity for the b1-ARs than for the b2-ARs usually
called b1-AR selective (cardioselective) [52]. However,
although highly selective b1-AR compounds do exist, the
b-AR blockers currently available for clinical use do not
show much selectivity between the b-ARs [53]. In any
case, selectivity is dose dependent and decreases or
disappears when larger doses are used. Moreover, the
pharmacokinetic profile of the drugs, the absorption,
metabolism, tissue distribution, and elimination of the
drugs, as well as their longevity of action at the given
receptors, are also important [53]. Many b-AR blockers
are not neutral antagonists, but have some agonist and
inverse agonist actions of their own at the different
b-ARs (Table 1). In fact, paradoxically, some b-AR
blockers can exert a weak agonist response (intrinsic
sympathomimetic activity), and can stimulate and block
the b-AR. The agonist and inverse agonist effects of the
different b-AR blockers may explain some of the dif-
ferences between drugs and their mode of action in
conditions where b1-AR antagonism does not seem to be
the whole explanation [53]. It must also be mentioned
that several b-AR blockers have peripheral vasodilator
activity mediated via a1-AR blockade (carvedilol,
labetalol), b2-AR agonism (celiprolol), or via mecha-
nisms independent of the AR blockade (nebivolol). In
addition, b-AR blockers can be classified as lipophilic or
hydrophilic.
In patients with mild to moderate COPD, propranolol
(non-selective), but not celiprolol or metoprolol (both
cardioselective), inhibited the bronchodilating effect of
formoterol compared with placebo, although the 15
patients included in this study had no increase in respira-
tory symptoms [6]. However, owing to pharmacological
properties, bronchospasm or increased airway hyperre-
sponsiveness is more frequent but not limited to non-car-
dioselective agents [3]. Chang et al. [54] recently
documented that both non-selective b-AR blockers and
high doses of cardioselective b-AR blockers may inhibit
the bronchodilator response to b2-AR agonists in patients
with COPD. b-AR blockers were also associated with
lower oxygen saturation during exercise.
We believe that the clinical significance of these adverse
effects is uncertain mainly because the evidence is still
rudimentary, although COPD is listed as a ‘‘compelling
contraindication’’ in the Joint British Societies’ 2005
guidelines on the prevention of CVD in clinical practice
[55]. However, the expert consensus document on b-AR
blockers, published by the Task Force on b-AR blockers of
the European Society of Cardiology in 2004 [52], and the
National Institute for Health and Care Excellence guideline
on heart failure, published in 2010 [56], recommend such
therapy for all patients, specifically including those with
concomitant COPD without significant airways reversibil-
ity. Moreover, international guidelines for coronary artery
disease [57] and hypertension [58] support the benefit of
treatment with b-AR blockers in most patients, including
COPD patients.
Unfortunately, most large-scale cardiovascular trials
excluded patients with COPD, thus evidence on efficacy or
safety of b-AR blockers used for cardiovascular conditions
in people who also have COPD is largely derived from
observational studies. The cumulative evidence from trials
and meta-analyses suggests that cardioselective b1-AR
blockers should not be routinely withheld from patients
with COPD, because the benefits of selective b1-AR
blockers in patients with COPD who also have cardiac
disease far outweigh the risks [59]. However, owing to the
observational nature of the included studies, the possibility
of confounding affecting these results cannot be excluded.
Therefore, the long-term influence of b-AR blockade on
pulmonary function, symptoms, and HRQoL in patients
with COPD is still unclear.
A Cochrane meta-analysis suggested that cardioselec-
tive b1-AR blockers neither adversely affect the FEV1 nor
induce respiratory symptoms compared with placebo,
independent of the severity of the COPD [60]. A single
dose of a cardioselective b-AR blocker may produce a
small decrease in FEV1, especially in patients with reactive
airway disease, but as therapy is continued over days to
weeks, there is no significant change in symptoms or FEV1
and no increase in the need for b-AR agonist inhalers.
Nevertheless, a later meta-analysis indicated that both non-
selective and cardioselective b-AR blockers produced a
slight reduction in FEV1 (by 0.14 and 0.03 l, respectively)
in patients with COPD, but only non-selective b-blockers
also produced a significant reduction in the responsiveness
of the FEV1 to b-AR agonist administration [61]. More-
over, a very recent study that has been performed within
the Rotterdam Study, a prospective population-based
cohort study, has shown that both non-selective and car-
dioselective b-AR blockers had a clinically relevant effect
on both FEV1 and forced vital capacity (FVC) [62]. In
b-Adrenoceptor Modulation in COPD 1657
contrast to cardioselective b-AR blockers, use of non-
selective b-AR blockers was associated with a significantly
lower FEV1/FVC. These findings suggest that b-blockers,
particularly cardioselective b-blockers, should not be
contraindicated in patients who have COPD because of
their presumed bronchoconstrictive properties.
A systematic review examined the association between
b-AR blocker use and all-cause mortality in patients with
COPD in nine retrospective cohort studies [63]. The pooled
relative risk of COPD-related mortality secondary to b-AR
blocker use was 0.69 (95% CI 0.62–0.78; I2 = 82 %).
However, the authors of this systematic review pointed out
that studies unable to find a protective association for b-AR
blockers and mortality in COPD patients were less likely to
be published.
A large, well-designed, observational cohort study using
data from the electronic medical records of 23 general
practices in the Netherlands has shown that treatment with
b-AR blockers may reduce the risk of exacerbations and
improve survival in patients with COPD, the adjusted hazard
ratios being 0.68 (0.56–0.83) and 0.71 (0.60–0.83), respec-
tively [64]. Intriguingly, cardioselective b1-AR blockers had
larger beneficial effects on mortality than nonselective ones
but similar effects on the risk of exacerbations of COPD.
Moreover, the study reported that the benefit on mortality
seen with b-AR blockers was preserved in those individuals
who were using inhaled b2-AR agonists.
A later retrospective and observational Scottish study
has shown that b-AR blockers (predominantly cardiose-
lective) may confer reductions in mortality, exacerbations,
and hospital admissions in patients with COPD, in addition
to the benefits attributable to addressing cardiovascular
risk. These additive benefits were seen across a spectrum of
inhaled stepwise therapy, including LABAs, and did not
result in any worsening of pulmonary function in the study
cohort [65]. The additive benefits of b-AR blockers were
independent of other cardiovascular drugs and history of
overt CVD, which suggests that b-AR blockers have an
independent effect on COPD itself.
A more recent retrospective cohort study of patients with
COPD from two academic primary care practice sites sug-
gested that patients with COPD prescribed a b-AR blocker
were significantly less likely to have a COPD exacerbation
and had fewer mild COPD exacerbations [66]. Interestingly,
there was no significant difference in COPD exacerbations
based on b-AR blocker cardioselectivity.
These two studies support the use of b-AR blockers in
COPD patients and suggest that up-regulation of b2-ARs
by chronic b-AR blockade may improve the effectiveness
of b2-AR agonists. However, while it could be argued that
the reduction observed in all-cause mortality with b-AR
blockers is attributable to their cardiovascular effect, the
reduction in the risk of acute exacerbations of COPD by
these agents cannot easily be explained by this effect alone
[67].
In effect, a very new prospective cohort study, con-
ducted over 12 months for lung function and respiratory
symptom measures, and over 6 years for survival and
exacerbation data, in a cohort of cardiac patients, docu-
mented that long-term b-AR blocker treatment did not
adversely affect lung function, respiratory symptom scores,
or survival, but was associated with an increased risk of
respiratory exacerbations [68].
In any case, Dransfield et al. [69] examined a large
population of in-patients admitted for acute exacerbations
of COPD and found that b-AR blocker use was associated
with reduced in-hospital mortality. Moreover, they
observed that b-AR blockers did not reduce the beneficial
effects of SABAs when they were used concomitantly
during acute exacerbations. However, the very large effect
estimate (b-AR blocker use during a COPD hospitalization
was associated with a 61 % reduction in mortality and a
92 % reduction associated with SABA use) may have been
due to immortal time bias, as well as selection of the last
hospitalization for acute exacerbations of COPD, over-
representing hospitalizations resulting in death [70].
More recently, a retrospective large cohort study of
35,082 patients aged C40 years, with ischemic heart dis-
ease, congestive heart failure, or hypertension and hospi-
talized for an acute exacerbation of COPD documented that
the 29 % of patients who received b-AR blockers during
the first 2 days of the hospital stay, including 22 % with
b1-AR selective blockers and 7 % with non-selective b-AR
blockers, did not have an increased risk of in-hospital
mortality, readmission within 30 days, or mechanical
ventilation, compared with COPD patients who did not
receive b-AR blockers [71]. This is not an unexpected
finding because, apparently, there is no evidence that b-AR
blocker selectivity is associated with differences in out-
comes for patients with heart failure with COPD versus
those without.
The Organized Program to Initiate Lifesaving Treatment
in Hospitalized Patients With Heart Failure (OPTIMIZE-
HF), which explored the interaction between b-AR blocker
selectivity and outcomes in patients with COPD after
admission for heart failure in patients with systolic dys-
function, documented that both non-selective and cardio-
selective b-AR blockers were associated with lower
risk-adjusted mortality in patients with and without COPD
[72]. Similar findings have been demonstrated in the Heart
Failure and A Controlled Trial Investigating Outcomes of
Exercise TraiNing (HF-ACTION) [73], which, however,
found that patients with COPD more often received car-
dioselective b-AR blockers compared with patients without
COPD, although those with COPD still tended to receive
lower doses of cardioselective b-AR blockers.
1658 M. G. Matera et al.
It has been suggested that reducing the sympathetic
tone and up-regulation of b2-ARs in the lungs could be
possible mechanisms by which b-AR blockers exhibit
pulmonary beneficial effects in the long term [74]. Long-
term use of b-AR blocker can up-regulate b2-ARs in the
lungs and thus reduce the need for b-AR agonists [75]. It
has been documented that chronic treatment with nadolol
increases cellular cAMP levels by mechanisms that
include the upregulation of b2-AR and Gas [76]. This
effect could be secondary to the increase in b2-AR
numbers, in that G proteins are likely to be more stable
when present in a macromolecular complex with a GPCR.
By the same argument, AC levels may be increased, or
phosphodiesterase activities reduced by nadolol treatment
as well.
Another intriguing possibility has been documented
recently. Non-selective b-AR blockers, but not selective
b1-AR blockers, seem to be associated with a decrease in
membrane diffusing capacity (DM), a very sensitive marker
of fluid accumulation within the interstitial lung compart-
ment, likely because of a blockade of the alveolar b2-ARs
known to control the active Na? transport of fluid out of
the alveolar and interstitial lung compartments [77]. The
decrease in DM was associated with an increase in the
minute ventilation versus carbon dioxide production slope
during exercise, thus suggesting that fluid accumulation
within the interstitial lung compartment may contribute to
trigger hyperventilation during exercise, thus reducing the
ventilator efficiency [65]. These findings may represent the
basis for a more physiologically oriented b-AR blocker use
in COPD patients with heart failure.
5 Future Landscape in Terms of Therapeutic
Possibilities
Animal data suggest decreased airway responsiveness and
inflammation after chronic b-AR blockade [78, 79]. A
small pilot study in patients with asthma supports this
observation [80]. Despite initial acute bronchospasm,
chronic escalating doses of b-AR blockers reduced airway
responsiveness. It could, therefore, be assumed that chronic
b-AR blockade may exert positive effects also in COPD
[81]. However, it must be highlighted that data from animal
studies [78, 79] came from mouse models of asthma
(T-helper (Th)2 inflammation) and not COPD (Th1 and
Th17 inflammation). Consequently, it is not known whe-
ther the same effects can be seen in COPD.
Intriguingly, inhibition of the constitutive b2-AR activ-
ity (rather than b-AR blockade) was the mechanism con-
tributing to the beneficial effects seen with b-AR blockers,
ICI118.551 and nadolol, in the airway [78, 79]. These
results suggested that ICI118.551 and nadolol are also
inverse agonists [82].
Inverse agonists are a class of antagonists that not only
block the ability of agonists to bind and activate a receptor
but also lock a receptor in a ‘closed’ conformation and
thereby block any (unliganded) constitutive or spontaneous
activity of the receptor [83]. This mechanism is in contrast
to that of neutral antagonists, which can only block access
of agonists to the receptor [83]. Inverse agonist activity is
important for b-AR regulation when b-ARs are downreg-
ulated because of chronic sympathetic activation. Inacti-
vation of b-ARs by inverse agonists inhibits
phosphorylation of receptors, and thus desensitization and
downregulation [83] (Fig. 2). Chronic administration of an
inverse agonist has the effect of upregulating the popula-
tion of active b-ARs [84]. The increase in the number of
b2-AR signaling components could potentially offset the
blocking effect of b-AR and lead to a decrease in the
contractility in airways [76]. However, a recent study has
suggested that this effect cannot be observed if a patient is
receiving regular corticosteroid treatment because con-
comitant corticosteroids might cause up-regulation of
b2-ARs and mask any subtle effects due to b-AR blocker-
induced up-regulation, at least in asthmatic patients [85].
Unfortunately, among the studies investigating the effi-
cacy and safety of LABAs in COPD patients, there are no
definitive data for the development of tolerance, as those
studies were not designed to examine this phenomenon.
Consequently, it is difficult to determine how important is
the effect of upregulating the population of active b-ARs
induced by inverse agonists in patients with COPD.
However, we must note that some studies suggest that
tachyphylaxis occurs when LABAs are used for the man-
agement of COPD [86, 87]. Moreover, there are many
COPD patients who exhibit airway responsiveness [88, 89].
For this reason, we can hypothesize that there is a role for
inverse agonists, at least in a subgroup of patients with
COPD.
Regrettably, no randomized prospective study has
evaluated the impact of a b-AR blocker that is also an
inverse agonist in COPD. However, a Cochrane meta-
analysis, which examined the impact of cardioselective
b-AR blockers in COPD patients and included both classic
b-AR blockers and b-AR inverse agonists, suggested that
chronic administration of cardioselective b-AR inverse
agonists do not change pulmonary function in patients with
congestive heart failure and COPD [60]. FEV1 was
unchanged in patients treated with cardioselective b-AR
inverse agonists. This information is intriguing, but it does
not allow us to understand the extent to which the use of a
b-AR inverse agonist is really useful in COPD compared
with a classic b-AR blocker.
b-Adrenoceptor Modulation in COPD 1659
Apparently, only b-AR blockers that are b2-AR inverse
agonists, those that could also inactivate the spontaneously
active b2-ARs, exert their beneficial effects on airway
epithelial cells and immune cells, at least in a murine
model of asthma [78], by inhibiting constitutive proin-
flammatory signaling through non-canonical b-arrestin-2-
mediated signaling [78] (Fig. 2). b-Arrestin-2 exerts its
regulatory effect proximal to the recruitment of activated
Th2 cells into the lung. This finding suggests that chronic
administration of b2-AR inverse agonists might reduce
inflammation and mucous production, at least in asthmatic
patients.
It is important to note that the inflammatory process of
COPD is likely to be quite different than that in asthma
and, as such, the free extrapolation of the experience in
asthma to COPD may not be warranted [90]. However, in
COPD patients, an allergic profile of inflammation can
occur, particularly during exacerbation [91]. It seems that
the minimization of eosinophilic airway inflammation is
associated with a reduction in severe COPD exacerbation
[92]. As already mentioned, b-AR blockers may reduce the
risk of exacerbations in patients with COPD [65, 67], but
data that are present in literature do not allow us to
establish if this is an effect that is limited to inverse ago-
nists or can be generalized to all b-AR blockers.
In any case, inflammation in asthma results from an
exuberant inflammatory response to allergens. Therefore,
reducing mucous production should improve patient
symptoms. In contrast, blocking the production of mucus
in COPD has more potential to be detrimental because
normal mucus helps to eliminate bacteria from the air-
ways [93].
6 Conclusion
Regarding the use of b2-AR agonists, there is still no solid
proof that supports or denies their use in the treatment of
patients that also have CVD, although some evidence
suggests that therapy with inhaled b2-AR agonists is
associated with an increased risk for chronic heart failure
decompensation and all-cause mortality in patients with
chronic heart failure [45, 94]
Although b-AR blockers are often indicated in patients
with CVD, clinicians are reluctant to prescribe these drugs
to patients with co-existing COPD for fear of inducing
Fig. 2 b2-adrenoceptor inverse agonists, which could inactivate the
spontaneously active b2-adrenoceptors, exert their beneficial effects on
airway epithelial cells and immune cells by inhibiting constitutive
proinflammatory signaling through non-canonical b-arrestin-2-mediated
signaling (based on information from Ref. [83]). Moreover, inactivation
of b2-adrenoceptors by inverse agonists inhibits phosphorylation of
b2-adrenoceptors, and thus desensitization and down-regulation.
b2R b2-adrenoceptor, MAPK mitogen-activated protein kinase, AHR
airway hyperresponsiveness, GRK G-protein receptor kinase, AC adenylyl
cyclase, cAMP cyclic adenosine monophosphate, Epac exchange protein
directly activated by cAMP, Gs stimulatory G-protein, HSP-20 heat shock-
related protein 20, MLCK myosin light chain kinase, MLC-P myosin light
chain phosphatase, PDE phosphodiesterase, PKA protein kinase A, SR/
RyR Ca2? sarcoplasmic reticular ryanodine Ca2? channel
1660 M. G. Matera et al.
bronchospasm and worsening their health status. We
completely agree with Rutten and Hoes [74] that the time
has come for physicians to place their trust in b-AR
blockers in patients with CVD and COPD.
Future randomized trials are needed to confirm the long-
term positive results of b-AR blockers in patients with
COPD, even in those without overt CVD. In particular, it
will be important to establish whether a beneficial effect is
achievable with all b-AR blockers or if we must only
prescribe inverse agonists.
If the first hypothesis is correct, we must determine
whether the beneficial effect of b-AR blockers can be
explained only by the cardioprotection exerted by these
drugs or also by other properties that are not yet clear, but
are probably related to the sympathetic nerve activity
associated with COPD.
On the contrary, if the second hypothesis is factual, we
must determine whether the inverse agonists may be
effective in COPD because they can up-regulate the pop-
ulation of active b-ARs or because of the anti-inflamma-
tory mechanism that has been suggested for asthma [80]. In
the latter case, it will be important to verify if there is a
specific phenotype of COPD patients who is particularly
sensitive to inverse agonists.
We believe that a positive result of a randomized clin-
ical trial with an inverse agonist on important COPD
clinical endpoints (symptoms, lung function, exacerba-
tions, and mortality) would cause a paradigm shift com-
parable to b-AR blocker use in patients with heart failure in
the 1990s.
Acknowledgments M. Matera, L. Calzetta, and M. Cazzola declare
that they have no conflicts of interest relevant to this article. No
sources of funding were used to support the writing of the manuscript.
All authors contributed to the writing of the manuscript.
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