IBM OpenPages GRC Platform 7.3public.dhe.ibm.com/.../openpages/zh-tw/7.3.0/op_app_help.pdf ·...

151
IBM OpenPages GRC Platform 7.3.0 ΓU

Transcript of IBM OpenPages GRC Platform 7.3public.dhe.ibm.com/.../openpages/zh-tw/7.3.0/op_app_help.pdf ·...

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IBM OpenPages GRC Platform7.3.0 �

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�σ≤A�≤ IBM OpenPages GRC Platform 7.3.0 �A�iαA�≤ß≥��C

Licensed Materials - Property of IBM Corporation.

© Copyright IBM Corporation, 2003, 2016.

US Government Users Restricted Rights – Use, duplication or disclosure restricted by GSA ADP Schedule Contract withIBM Corp.

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�²

�� . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ix

� 1 � sW\α . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 17.3 �ñ�sWS� . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 17.2.0.2 �ñ�sWS� . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 37.2.0.1 �ñ�sWS� . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 37.2.0 �ñ�sWS� . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 37.2.0 �ñ�w�≤S� . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 57.1.0 �ñ�sWS� . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5

� 2 � J� . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7nJ OpenPages GRC Platform . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7nX . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7�² OpenPages . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7��]w . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8�≤yÑ⌠�]w . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8�≤z�]w� . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9�≤KX . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9�≤��q���n]w . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10�ú�D - �� . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10���� . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10N��u@���H� . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11Ne��p�≤sW�u÷ϕOv�� . . . . . . . . . . . . . . . . . . . . . . . . . . 11sΦu÷ϕOv��W�e��p�≤ . . . . . . . . . . . . . . . . . . . . . . . . . . 13��u÷ϕOv��W�p�≤ . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13�≤Gs²B��B�� . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 14

� 3 � sW½≤Ω�B���÷p . . . . . . . . . . . . . . . . . . . . . . . . 15sW½≤Ω� . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15��sWδFsW½≤Ω� . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 16

sWΩ�¿ . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 18�í URL �� . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 18N�í��sW�Ω�¿ . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 18N�í���[�½≤ . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 19

½≤ºí�÷p . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 19

� 4 � sΦ�� . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 21Q�jq≤s�M��≤�h�½≤ . . . . . . . . . . . . . . . . . . . . . . . . . . . 21b⌠μ�wLoMμ°�ñsΦ½≤ . . . . . . . . . . . . . . . . . . . . . . . . . . . 21b��°�ñsΦ½≤ . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 22sΦΩ�¿í� . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 22sΦ��í� . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 22s²�½≤����� . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 23�úΩw½≤ . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 23q��°��í�°��s½≤ . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 23½sπz��W�ΩT . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 25��μ�Σ . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 25

� 5 � jMΩT . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 27��s�jM�jM½≤ . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 27δ�jM�G . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 27

iii

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jM���≤ . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 28s�jMiÑ�N . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 28ⁿJ . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 28ⁿ� . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 29U�r� . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 29¼L . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 29�� . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 30�k�X . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 30±ⁿ� . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 30ú¬�W . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 30

s�jMPLoh�jM . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 30

� 6 � LoΩT . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 33÷≤Lo� . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 33wLoMμ°� . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 33b�RCñ�°Lo� . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 34π��⌠��RC . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 34b�RCñπ��⌠�Lo� . . . . . . . . . . . . . . . . . . . . . . . . . . . . 35b�RCñ�≤Lo���� . . . . . . . . . . . . . . . . . . . . . . . . . . . . 35

]w��Lo� . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 35]ww]Lo� . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 36��iÑLo� . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 36⌡μwxsLo� . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 37sΦwxsLo� . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 37RúwxsLo� . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 38�sLo� . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 38½sRWLo� . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 39⌠�iÑLo�e� . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 39qLo�G�XΩ� . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 39MúLo�G . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 40��Ω� . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 40

� 7 � �°ΩT . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 41Ω�¿°� . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 41��°� . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 41�ε⌠μ�Lo�°�W��μπ� . . . . . . . . . . . . . . . . . . . . . . . . . . . 42½��μ . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 43�°½≤��≤�{ . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 43�°�±�∩σriμ����≤ . . . . . . . . . . . . . . . . . . . . . . . . . . . . 43�°Ωw . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 44�°�� . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 44��úPμí�°°i . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 45q�����°����� . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 45�°Rg�ΩT . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 45CL��°�ΩT . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 45

� 8 � �z��u@ . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 47�°ΩTdW�Kn½≤ΩT . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 47ú��°°i . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 47í�°��� . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 47�¿�@� . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 48∩�ú°i�í . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 48½sⁿúDn�� . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 48½sπz��W�ΩT . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 48MP�� . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 49bu{�Jf⌠�vñs���{��@� . . . . . . . . . . . . . . . . . . . . . . . . . 49

iv IBM OpenPages GRC Platform 7.3.0 �G ��ΓU

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½sⁿú@� . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 50�¿@� . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 50w∩@�iμ�� . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 51��u@ . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 51úμu@ . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 51qLo�Mμ°��⌠μ°�úμu@ . . . . . . . . . . . . . . . . . . . . . . . . . 52qΩ�¿°�úμu@ . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 52q��°�úμu@ . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 52

�εu@ . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 52

� 9 � sΦ½≤ . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 55Uⁿ��HiμsΦ . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 55q��°��í�°��s½≤ . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 55q⌠μ°��s½≤ . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 56b⌠μ�wLoMμ°�ñsΦ½≤ . . . . . . . . . . . . . . . . . . . . . . . . . . . 57�s���� . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 58Rú½≤ . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 58q��°��í�°���½≤÷p . . . . . . . . . . . . . . . . . . . . . . . . . . . 58q⌠μ°���½≤÷p . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 59�°÷p½≤ . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 60N½≤��úPΩ�¿ . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 60Ωw½≤ . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 61q����sWl½≤ . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 61½sRW½≤ . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 63q½≤����½sRW½≤ . . . . . . . . . . . . . . . . . . . . . . . . . . . . 63qΩ�¿°���½sRW½≤�Ω�¿ . . . . . . . . . . . . . . . . . . . . . . . . . 63

� 10 � ��½≤ . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 65��ΩΘ . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 65��ΩΘº[ . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 65q⌠μ°�sW��½≤ . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 65Mμ°� . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 66�úΩw��½≤ . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 66

�I�q . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 67�I�qº[ . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 67

�I�q�⌠ . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 67�ε� . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 67{� . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 68{�º[ . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 68

{��⌠ . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 68l{� . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 69�ε . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 69�ε�⌠ . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 69�I . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 69�I�⌠ . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 69��p�����G . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 70��p� . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 70���G . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 70

�D��@� . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 70N��sW��@� . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 70�¿�@� . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 71

�n]w��n]ws� . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 71��Bϕμ��� . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 71s²�≤ . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 71�≤Gs²B��B�� . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 72q����sW��[�� . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 72

² v

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quΩ�¿°�v�us²�≤v∩�sW�� . . . . . . . . . . . . . . . . . . . . . . 73���J��X . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 73ϕμ . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 73sWϕμ . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 74N��sW�@��u@ . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 74�s°����� . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 74�X�� . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 75�J�� . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 75�°���X . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 75����Bϕμ��� . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 75N URL ��sW�½≤°� . . . . . . . . . . . . . . . . . . . . . . . . . . . . 76N��sW�@��u@ . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 76W����s�� . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 77

���Ωw . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 77�� . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 78sW�� . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 79

u@�@� . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 79u@ . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 79@� . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 80

{O�{O�@� . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 82sW{O . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 82��{O�@� . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 82{Oº[ . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 82

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�≈�q . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 88�¿�≈�q . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 88�\�≈�q . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 90≤s�≈�q�Rg�ⁿUH . . . . . . . . . . . . . . . . . . . . . . . . . . . . 91

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Capital Modeling . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 94

� 11 � ��ΩT . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 95��O� . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 95s²�≤ . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 95�≤�{ . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 95���J��X . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 96����Bϕμ��� . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 97ϕμ . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 97q� . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 97Dn��÷p . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 97Ω�¿B½≤����RWWh . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 98°��� . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 99\αϕC . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 99Rg� . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 100�≈�q . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 100�≈d������Φk . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 101

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�≈d����í . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 101

� 12 � �� OpenPages Internal Audit Management ½≤ . . . . . . . . . . . . 103OpenPages Internal Audit Management (IAM) . . . . . . . . . . . . . . . . . . . . . . . . 103OpenPages Internal Audit Management ½≤ . . . . . . . . . . . . . . . . . . . . . . . . 103f� . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 103if�ΩΘ . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 104f��q . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 104p� . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 104u@σ≤ . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 105o{� . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 105f�� . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 105f��\�� . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 105

� 13 � �� OpenPages IT Governance ½≤ . . . . . . . . . . . . . . . . . 107OpenPages IT Governance (ITG) . . . . . . . . . . . . . . . . . . . . . . . . . . . . 107z���D� OpenPages IT Governance Ny . . . . . . . . . . . . . . . . . . . . . . . . 107OpenPages Internal IT Governance ½≤ . . . . . . . . . . . . . . . . . . . . . . . . . . 107kO . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 108lkO . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 108�D . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 108�εp� . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 109≥�u . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 109Ω��Ω��� . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 110o�≤ . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 110KRI � KRI . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 110KPI � KPI . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 111�K . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 111h . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 111{� . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 112

� 14 � �� Operational Risk Management ½≤ . . . . . . . . . . . . . . . . 113OpenPages Operational Risk Management . . . . . . . . . . . . . . . . . . . . . . . . . 113OpenPages Operational Risk Management ½≤ . . . . . . . . . . . . . . . . . . . . . . . . 113

KRI � KRI . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 113KPI � KPI . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 114ló�≤ . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 114lóvT . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 115ló�� . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 115Ωd��R . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 115Ωd��G . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 115FIRST ló . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 115ORIC ló . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 115ORX ló . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 116¿�ñ� . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 116

� 15 � �� OpenPages Policy and Compliance Management ½≤ . . . . . . . 117OpenPages Policy and Compliance Management . . . . . . . . . . . . . . . . . . . . . . . 117z���D� IBM OpenPages Policy and Compliance Management Ny . . . . . . . . . . . . . . . 117OpenPages Policy and Compliance Management ½≤. . . . . . . . . . . . . . . . . . . . . . 118kWA�� . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 118kO . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 118lkO . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 118�D . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 118KRI � KRI . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 118o�≤ . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 119

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�K . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 119KPI � KPI . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 119h . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 119h�\�� . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 120{� . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 120μPí� . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 120�u . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 120{� . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 120�� . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 121��¼�B��¼���B��¼�nD . . . . . . . . . . . . . . . . . . . . . . 121kW�≤�kW@� . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 121

� 16 � �� OpenPages Financial Controls Management ½≤ . . . . . . . . . . 123IBM OpenPages Financial Controls Management . . . . . . . . . . . . . . . . . . . . . . . 123OpenPages Financial Controls Management ½≤ . . . . . . . . . . . . . . . . . . . . . . . 123lbß . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 123Di . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 123bß . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 123

� 17 � �� OpenPages Regulatory Compliance Management ½≤ . . . . . . . 125OpenPages Regulatory Compliance Management . . . . . . . . . . . . . . . . . . . . . . . 125OpenPages Regulatory Compliance Management ½≤ . . . . . . . . . . . . . . . . . . . . . . 125

OpenPages Regulatory Compliance Management ½≤ . . . . . . . . . . . . . . . . . . . . . 125

� 18 � OpenPages Model Risk Governance ½≤ . . . . . . . . . . . . . . . 127OpenPages Model Risk Governance . . . . . . . . . . . . . . . . . . . . . . . . . . . 127OpenPages Model Risk Solution ½≤ . . . . . . . . . . . . . . . . . . . . . . . . . . . 127

� 19 � �� OpenPages Vendor Risk Management ½≤ . . . . . . . . . . . . 129J . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 129

OpenPages Vendor Risk Management . . . . . . . . . . . . . . . . . . . . . . . . . . 129�� Vendor Risk Management ½≤ . . . . . . . . . . . . . . . . . . . . . . . . . . . 129

OpenPages Vendor Risk Management Solution ½≤ . . . . . . . . . . . . . . . . . . . . . 129

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