Chapter 14 Aldehydes and Ketones: Addition Reactions at ...chem215/215-216 HH W11 notes-Ch...

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Chem 215-216 HH W11 Notes – Dr. Masato Koreeda - Page 1 of 11. Date: February 17, 2011 Chapter 14 Aldehydes and Ketones: Addition Reactions at Electrophilic Carbons: Part I Overview of Chapter 14 1. Structures of aldehydes and ketones C R R' O R, R' = alkyl, aryl: ketones R = alkyl, aryl; R' = H: aldehydes δ δ electrophilic C Aldehyde C=O carbons are less sterically hindered and more electrophilic compared with the corresponding ketone carbons (i.e., with the same R) lone pair: more basic than C=O π 2. Reactions of aldehydes and ketones with an electrophile and a nucleophile C R' R O σ−framework lone pairs all of these sigma-bonds and lone pairs on the same plane El + with this trajectory π-bonding Highest occupied molecular orbitals (HOMOs) of the C=O group C R' R O empty anti-bonding orbitals Lowest unoccupied molecular orbital (LUMO) Nu: trajectory of a nucleophile approach trajectory angle of 107° C R' R O Nu C R' R O Nu sp 3 between sp 2 and sp 3 ; on its way to sp 3 C R R' O El all atoms including El on the same plane Two lone pairs: 3. Activation of RR’C=Z (Z = O and N) with H-A or a Lewis acid activates C=O toward a nucleophilic addition O O H A becomes even more δ ; i.e., more electrophilic O H A H A Lewis acid (L.A.) O L.A. O L.A. O M (if M + is used) or

Transcript of Chapter 14 Aldehydes and Ketones: Addition Reactions at ...chem215/215-216 HH W11 notes-Ch...

Page 1: Chapter 14 Aldehydes and Ketones: Addition Reactions at ...chem215/215-216 HH W11 notes-Ch 14.pdfexcess alcohols and/or continuous removal of the resulting water (using, e.g., a Dean-Stark

Chem 215-216 HH W11 Notes – Dr. Masato Koreeda - Page 1 of 11. Date: February 17, 2011

Chapter 14 Aldehydes and Ketones: Addition Reactions at Electrophilic Carbons: Part I

Overview of Chapter 14 1. Structures of aldehydes and ketones

CR

R'O R, R' = alkyl, aryl: ketones

R = alkyl, aryl; R' = H: aldehydesδ

δ

electrophilic CAldehyde C=O carbons are lesssterically hindered and more electrophilic compared with the corresponding ketone carbons (i.e., with the same R)

lone pair: more basic than C=O π

2. Reactions of aldehydes and ketones with an electrophile and a nucleophile

CR'

RO

σ−frameworklone pairs

all of these sigma-bonds and lone pairs on thesame plane

El+with this trajectory

π-bonding

Highest occupied molecular orbitals

(HOMOs) of the C=O group

CR'

RO

emptyanti-bondingorbitals

Lowest unoccupied molecular orbital

(LUMO)

Nu:

trajectory ofa nucleophileapproach

trajectory angle of 107°

CR'

RO

Nu

CR'R

O

Nu

sp3

between sp2 and sp3;on its way to sp3

CR

R'O

El

all atoms including Elon the same plane

Two lone pairs:

3. Activation of RR’C=Z (Z = O and N) with H-A or a Lewis acid → activates C=O toward a nucleophilic addition

O O H A

becomes even more δ ; i.e., more electrophilic

O H A

H A

Lewis acid (L.A.)

O L.A. O L.A.O M

(if M+ is used)or

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Chem 215-216 HH W11 Notes – Dr. Masato Koreeda - Page 2 of 11. Date: February 17, 2011 Chapter 14: Overview (continued) 4. Four categories of nucleophilic addition reactions Two classes of nucleophiles: reversible and irreversible

O

Reversible Nu: Irreversible Nu:

Type 1H M

O HM H3O

H2O

HO H

Type 2R O RM HO R

RO OR HO OR

HO N

or

e.g.,RLi,RMgX(Grignard reagent)

Type 3divalent Nu:

e.g.,ROH, RSH

SN1

N R HR

E1

Type 4

Trivalent Nu:

e.g., R-NH2

H3O

H2Oor

==============================================================

I. Nucleophilic Addition Reactions of RR’C=Z (Z: electronegative atom)

Na BH

HH

H- mild reducing agent- relatively stable reagent (against moisture, air)

electronegativity values: H 2.1; B 2.0; Al 1.5|Δe.n.| for B-H: 0.1|Δe.n.| for Al-H: 0.6

1. Sodium borohydride (NaBH4)

Li AlH

HH

H

- powerful reducing agent- reacts violently with water, ROH to produce H2 gas- Reactions with LiAlH4 are usually carried out in a polar aprotic solvent such as anhydrous tatrahydrofuran (THF) and anhydrous (diethyl) ether (CH3CH2OCH2CH3)

2. Lithium aluminum hydride (LiAlH4)

more polarized, more on the H a stronger H donor

OO

THF (diethyl) ether

In addition, the difference in the coordination power of Na+ and Li+ (stronger) on the C=O oxygen further contributes to make the reactivity of LiAlH4 stronger.Reduction with LiAlH4 requires an aqueous (usually acdic) workup.

I-1. Irreversible nucleophiles [ H - Type 1; R - Type 2 ](1) Hydride reducing agents: Type 1

•• Also, the larger size difference between Al-H than B-H makesdissociation of Al-H much easier.

4. Diisobutylaluminum hydride (DIBAL or DIBAL-H) - powerful red. agent --reaction needs to be carried out in anhydrous conditions (e.g., anhyd THF or ether).

3. Sodium cyanoborohydride [Na(CN)BH3] (much weaker hydride reagent)

AlH DIBAL

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Chem 215-216 HH W11 Notes – Dr. Masato Koreeda - Page 3 of 11. Date: February 17, 2011 I-1 (1) Hydride reducing agents (cont’d)

OO

H

AlH

HH

Li

H3O OH

H+ LiOH + Al(OH)3

All of these three Hs could be used in the reduction of a ketone.

Reduction with LiAlH4:

LiAlH4

OLi

H AlH

HH

OLi

AlHHH

note: O-Al bond stronger than O-Li

hydrolysis*

*This acid-hydrolysis step may be quite complex, depending upon the stoichiometry betweena ketone and LiAlH4. However, all of those hydrolysis step should involve

O

H

AlX

XX

H

anhyd. aproticsolvent (e.g., THF)

X: OH or ORReduction with NaBH4:

OOH

H

NaBH4usually in a protic

solvent (e.g., ethanol)O

NaH B

HH

H

ONa

H OR

+ BH3 reacts with the solvent 3 x RO-H to formB(OR)3 and 3 x H2

Reduction with DIBAL (Al in DIBAL quite Lewis acidic):

OO

H

Al H3O OH

H+ Al(OH)3 + 2 (H3C)3CH

DIBAL

OAl

hydrolysisanhyd. aproticsolvent (e.g., THF)

AlH

H

O

H

AlO

H

AlC

HOH2O H2O

H2O

H3O

HH

HO HH

Li AlH4

Na BH4Na OR

O

not very favorable;Na+ not much Lewis acidic

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Chem 215-216 HH W11 Notes – Dr. Masato Koreeda - Page 4 of 11. Date: February 17, 2011 I-1. Irreversible nucleophiles (cont’d)

+

+

++

(b) R nucleophiles: Type 2

O

Could be sp3, sp2, sp carbanions Grignard reagents (R-MgX) alkyllithium (R-Li) or sodium (R-Na) alkenyl lithium (C=CHLi) alkynyl lithium/sodium or lithium/sodium acetylide (C C-Li; C C-Na)

R Manhydrous

aprotic solvent

O

R

M H3Ohydrolysis

O

R

H

M(OH)

Grignard reagents: R-MgX (X is usually Br or I, sometimes X=Cl)

H3C BrMg*

anhydrousTHF or etherδ δ

δ δH3C Mg Br

δH3C Mg Br2

Formally equivalent to:

polarization reversal

* R X Mg R• •Mg-X

oxidation #: 0 oxiudation #: +2

Prepration of Grignard reagents:(i) Alkyl Grignard reagents from R-X

(ii) Alkynyl Grignard reagents:

CH3C C HpKa ~26

H3CCH2MgBrCH3C C MgBr

CH3C C MgBr

H3C CH

HH

pKa ~50

+

CH3C C Hnote:

Na, liq NH3or NaNH2, liq NH3

CH3C C Na

Br MgBr

(iii) Alkenyl and aryl grignard reagents from their halide precursors

Mgusually in anhydrous

THF

Br MgBrMg

anhydrousTHF or ether

note:

Li Li-Br

2 Li

alkenyllithiumCyanide carbanion - often reversible nucleophile

ONaCNH2O

O

CN

Na H3O OH

CN

electronegativity values: C (2.5); H (2.1); Li (1.0); Na (0.9); Mg (1.2); Al (1.5); Br (2.8)

R-Mg-X

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Chem 215-216 HH W11 Notes – Dr. Masato Koreeda - Page 5 of 11. Date: February 17, 2011

Chapter 14 I-1. Irreversible nucleophiles

δ

δ+ Mg(OH)2

(b) R M (Type 2; organometallic reagents) (cont'd)Note: Reactions with epoxides

OH PhMgBr OH

Ph

OHH

Ph

MgBr

PhSN2!

work-upwith

aq NH4Cl*

*NH4Cl: weakly acdic; pKa ~9.7; commonly used for the work-up of organometallic reactions; the only exception is the work-up of a carboxylate product (you need to acdity the solution to pH~1-2).

Ph MgBr O MgBrCO

PhO

CO

Ph CO

O HH3OpH 1-2

+ Br

pKa 4.2

Not with aq NH4Cl!

I-2. Reversible nucleophiles

Type 3: Divalent nucleophiles (ROH & RSH); requires an acid catalyst Type 4: Trivalent nucleophiles (R-NH2 & RR'NH); w/o activation by an acid

+O

ketone

oxygen atom

ROH, H or L.A. OH

OR

OR

ORROH, H or L.A.

H2O

+H

O

aldehyde

oxygen atom

ROH, H or L.A.

H

OH

OR H

OR

OR

ROH, H or L.A.H2O

hemiketal

hemiacetal

ketal

acetal

Tend to be unsatble intermediates!

+O

ketone

oxygen atom

RSH, H or L.A. OH

SR

SR

SRRSH, H or L.A.

H2O

+H

O

aldehyde

oxygen atom

RSH, H or L.A.

H

OH

SR H

SR

SR

RSH, H or L.A.H2O

hemithioketal

hemithioacetal

thioketal

thioacetal

(a) ROH (alcohols)

(b) RSH (thiols or mercaptans)

meaning"mercury capturers"

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Chem 215-216 HH W11 Notes – Dr. Masato Koreeda - Page 6 of 11. Date: February 17, 2011

Chapter 14: I-2. Reversible nucleophiles (cont’d)

+

(c) Mechanism (similar for both ROH and RSH nucleophile additions)

O H3CO OCH3H2O

CH3OH, p-TsOH (catalytic)

SHSH

BF3•O(CH2CH3)2(catalytic) + H2OSS

*p-TsOH (or TsOH) para-toluenesufonic acid; strong, organicsolvent-soluble acid.

H3C S OO

OH

pKa ~-1

**

*

OBFF

F

**boron trifluoride diethey etherate;gives better yields of thioketals & thioacetals than p-TsOH

Ts Not a base!

-------------------------------------

Since ROH and RSH are not nucleophilic enough to add to a C=O, the C=O has to be activated by the use of H+ or a Lewis acid. Incidentally, their conjugate bases, RO-/RS- can add (quite easily as being highly nucleophilic) to the C=O, but the adducts are less stable than the original C=O, thus reverse back to the C=O and RO- /RS-.

Mechanism using H-B for the acid catalyst, p-TsOH:

+

O

H3CO OCH3

H BO

B

HO

B

H

H O CH3O H

OH

CH3

B

O H

OCH3

HBO

H

OCH3

H

lone pair-assistedionization!!

H2O

H2O

O CH3

O CH3

SN1!

resonance-stabilizedoxoniom

ionH O CH3

O CH3

OCH3

HB

H B

BB

dimethyl ketal

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Chem 215-216 HH W11 Notes – Dr. Masato Koreeda - Page 7 of 11. Date: February 17, 2011

Chapter 14: I-2. Reversible nucleophiles: Mechanism (cont’d)

Comments:1. The ketalization and acetalization reactions from ketone and aldehyde, respectively, under acid- catalyzed conditions are reversible. High yields of ketals and acetals can be achieved by the use of excess alcohols and/or continuous removal of the resulting water (using, e.g., a Dean-Stark apparatus).2. Conversely, if a ketone or aldehyde is desired from its corresponding ketal or acetal, a large excess of water needs to be added to the solution of ketal of acetal in the presence of an acid catalyst.3. Throughout the mechanism for the acid-catalized ketalization and acetalization, DO NOT involve negatively-charged intermediates. The only negatively charged species allowed is the conjugate base (:B-) of a strong acid catalyst.Lastly,

OH

OCH3

HH3CO OCH3

Does not involve an SN2 step!

OH

OCH3

H

H O CH3

x

Representative reactions:

+

+

H

O

OH

OH(excess)

p-TsOH(catalytic)

ΔH

O O H2O

(1) cyclic acetal formation

(2) cyclic thioacetal formation

+H

O

SH

SH(excess)

BF3•O(CH2CH3)2(catalytic)

Δ

HS S H2O

(3) cyclic ketal formation from diols: acetonide formation

OH

OH H3C

H3CO

acetone

(excess)

O

O CH3CH3

H2Op-TsOH

(catalytic)Δ

+H3C

H3C

(excess)

O

O CH3

CH3p-TsOH(catalytic)

+H2C

H3CO

(excess)

O

O CH3

CH3p-TsOH(catalytic)

OO

CH3CH3

O CH3H2

CH3

O CH3H

milderreaction

conditions

called (5-membered) acetonide (i.e., acetone adduct)

Mechanism?

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Chem 215-216 HH W11 Notes – Dr. Masato Koreeda - Page 8 of 11. Date: February 17, 2011 Chapter 14: I-2 reversible nucleophiles-ROH/RSH Representative reactions (cont’d)

(4) Transketalization reaction: Spiroketal formation

+

OCH3H3CO

OH H O

DIBAL ( 2 mol equiv)

mild workupwith aq NH4Cl

OCH3H3CO

OHHO

p-TsOH(catalytic)

Δ

O O2 HOCH3

spiro system

By boiling off methanol, this spiroketal can be obtained in high yield.

Mechanism for the spiroketalization step:

OCH3H3CO

OHHO

H BOCH3H3CO

OHHO

HH3CO

HO

HO

H3CO

O

HO H

B

OOH

H3CO

OOH

H3COH

OOH

H3COH

OOH

O O

HB

O O

lone pair-assistedionization!

lone pair-assistedionization!

(5) Hydrolysis of ketals and acetals - Acid-catalyzed ketal-acetal formation reactions from, respectively, ketones and aldehydes are reversible. Therefore, treatment of ketals or acetals with an acid and excess water should produce their corresponding carbonyl compounds. This process is called “hydrolysis.” Mechanism of the reaction is exactly the same as the formation of ketals and acetals except going to the opposite direction.

O

O

H

extremely acidunstable

p-TsOH(catalytic)

H2O(excess)

This reaction does not need to be heated!

OH

OH

H

O+

Mechanism for the hydrolysis shown on the next page.

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Chem 215-216 HH W11 Notes – Dr. Masato Koreeda - Page 9 of 11. Date: February 17, 2011 Chapter 14: I-2 reversible nucleophiles-ROH/RSH Representative reactions (cont’d)

(5) Hydrolysis of ketals and acetals:

Mechanism:

O

O

HH B

O

O

HH

O

OH

HHO H O

OH

H

O

H

H

B

O

OH

H

O H

HB

O

OH

H

O H

H

OH

OH

H

O

+

H

B

H

O

lone pair-assistedionization!

lone pair-assistedionization!

============================================ The “take-home message:”

Lone pair-assisted ionization!

O OR'R

O OR'R

HO O

R'R

HH B +

SN1!

O OR''R

HOR"

Not an SN2!!

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Chem 215-216 HH W11 Notes – Dr. Masato Koreeda - Page 10 of 11. Date: February 17, 2011

Chapter 14 I-2. Reversible nucleophiles (cont’d)

Type 4 nucleophiles: Trivalent nucleophiles

Amines are sufficiently nucleophilic enough to add to ketone and aldehyde C=O carbons without activation of the C=O oxygen atom by an acid. However, the last dehydration step from the aminol intermediates requires an activation of the hydroxyl oxygen atom (by H+ or L.A.). (1) Imine formation [from a ketone/aldehyde and a 1°-amine]

+O

HH2N CH3

N

HCH3

+ H2O

imine1°-aminealdehyde

Δ

or H+

Mechanism:

O

HH2N CH3

O

H N CH3H H

H BOH

H N CH3H

H BO

H N CH3

H

H

H B

O

HN CH3

H

HH

aminol

H

NCH3

H

B

N

HCH3

imine

These two steps may be reversed in order.

Those RR’C=N-Z formation reactions from RR’C=Os have the optimum rate at around pH = 4.7. If the conditions are too acidic, the formation of such derivatives becomes slow, presumably due to the exclusive protonation of an amine, thus depriving the nucleophilicity of an amine. Although the protonation is required for the dehydration from the aminol intermediate, the formation of these RR’C=N-Z compounds can be achieved even without adding an acid catalyst, especially when the reaction involves an aldehyde (often heating is required to complete the reaction, though). Amazingly, the formation of hydrazones (RR’C=NNH2) can be achieved under basic conditions with strong heating.

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Chem 215-216 HH W11 Notes – Dr. Masato Koreeda - Page 11 of 11. Date: February 17, 2011

Chapter 14 I-2. Reversible nucleophiles: Type 4 nucleophiles (trivalent nucleophiles) (cont’d)

(2) Oxime formation

O H2N NOH

+ +Δ

or Δ, H+

oxime

H2O

(3) Hydrazone formation

O NNH2

+ +Δ

H2Oor Δ, H+

OHhydroxylamine

H2N NH2hydrazine

hydrazone Application: Wolff-Kishner reduction Reduction of RR’C=O to RR’CH2

O

H2N NH2

KOH, Δ

H H

NN

HH

hydrazone

OHN

NH

H OH NN

H

H

OH

H H OH

N2 (gas)

ketone methylene

An alternative method for the formation of a methylene group from a C=O:

Reduction of thioacetal/thioketal derivatives with Raney Ni.

OS

S

H

H

HS

HSBF3•O(CH2CH3)2

Raney Niethanol, Δ

thioketal

Type 3 reversible nucleophile!