SPIE Proceedings [SPIE SPIE Defense, Security, and Sensing - Baltimore, Maryland, USA (Monday 29...
Transcript of SPIE Proceedings [SPIE SPIE Defense, Security, and Sensing - Baltimore, Maryland, USA (Monday 29...
A low-noise silicon-based 20μm*20μm uncooled thermoelectric
infrared detector
Mohammad J. Modarres-Zadeh, and Reza Abdolvand
Dynamic Microsystems Laboratory, Oklahoma State University/Tulsa,
103 HRC, 700 N. Greenwood Ave. Tulsa, OK, 74106
Abstract
Presented is an uncooled surface-micromachined thermoelectric (TE) infrared detector that features P-doped and N-
doped polysilicon wires as the thermocouple pair and an umbrella like optical cavity as the absorber to achieve a
high fill factor. A responsivity as high as1800V/W @5Hz and a response time of smaller than ~10ms are measured
in vacuum when viewing a 500K blackbody with no concentrating optics at room temperature. The reported
responsivity is more than 10 times higher than the value reported earlier [1] from similar structures due to the
improvement in the thermoelectric coefficient and the thermal isolation of the cell. Finite Element Analysis is used
to predict the detector’s performance and the results are in a good agreement with the measurements. The dominant
source of noise is also investigated in these thermoelectric IR detectors and it is believed to be Johnson noise when
they are operated under an open circuit condition. The fabricated detectors have resistances in the range of 20 to
70KOhm resulting in a Johnson noise of about 20 to 36 nV/Hz^0.5. The specific detectivity (D*) is calculated to be
higher than 10^8cmHz^0.5/W. To the best of our knowledge, this is the highest reported D* for such small
thermoelectric IR sensors. The measured NETD is 120mK with an f/1.5 lens.
Keywords: Thermoelectric, uncooled Infrared detector, high responsivity
1. Introduction
Infrared is described as the electromagnetic radiation at wavelengths longer than visible light. Any material above
zero Kelvin emits infrared radiation and since the radiated power is a function of the material temperature, the
detected radiation can be used to estimate the material temperature. This is the most basic application of IR
detectors.
In any application, an electric signal proportional to the incident radiation must be generated. Today, several sensing
principles are utilized to detect IR radiation. For example, cooled photon detectors are very sensitive and offer a fast
response resulting in a very high quality image. A good review on the progress of such detectors can be found in [2].
Because of high manufacturing costs and requirements on operation at low temperatures (sometimes as low as few
Kelvin [2]), an alternative to such technology has been always demanded that is commonly referred to as uncooled
IR detection.
To date, the most widely available uncooled IR detectors are resistive bolometers, which operate based on the
change in the resistance of an irradiated material and the output electric signal is generated by biasing this material.
The performance of all uncooled infrared sensors is mostly limited by noise. Out of different sources of noise,
Johnson noise is believed to be dominant [3]. However, with recent developments and reduction in pixel size 1/f
noise and the temperature fluctuation noise (
where C is the heat capacity of the detector) have become
significant [3].
1/f noise can be eliminated in Pyroelectric detectors. Pyroelectricity is a property of some materials to momentarily
accumulate surface electric charges in response to temperature changes. Therefore, a mechanical chopper is required
for operation of pyroelectric devices. Without mechanical choppers, the surface charge and consequently the output
voltage cannot be sustained for constant incoming IR radiation. Although using a chopper could effectively
[email protected]; phone 1 918 594-8642; http://microsystems.okstate.edu/
Infrared Technology and Applications XXXIX, edited by Bjørn F. Andresen, Gabor F. Fulop, Charles M. Hanson, Paul R. Norton, Proc. of SPIE Vol. 8704, 87041R · © 2013 SPIE
CCC code: 0277-786X/13/$18 · doi: 10.1117/12.2016283
Proc. of SPIE Vol. 8704 87041R-1
Downloaded From: http://proceedings.spiedigitallibrary.org/ on 09/05/2013 Terms of Use: http://spiedl.org/terms
eliminate 1/f noise, long term drift , and offset variation between the elements in an array, but in many applications
it is an undesirable component of a system [4].
On the other hand, thermoelectric (TE) detectors neither require choppers nor are limited by the 1/f noise. In these
detectors, a TE material is placed between a thermally isolated structure and the surroundings (substrate). When the
suspended structure is irradiated, its temperature rises slightly above the substrate. Thus, TE material generates a
signal which is proportional to the temperature difference. The readout circuit for TE detectors is commonly
designed with high input impedance and only allow negligible current (less than 10pA for many op-amps) to be
drawn from the detector resulting in negligible 1/f and shot noise (
√ where is the average current flow
[5]).
The main disadvantage of TE detectors is their low responsivity due to their inefficiency in converting heat to an
electric signal. With new developments in fabrication and characterization of nanostructures, it has been shown that
the TE efficiency of nano-engineered material such as silicon nanowires is substantially higher [6]. We propose that
with the pixel size becoming smaller, nanowires could be implemented as both the TE wires and structural
suspension in the detector structure resulting in enhanced performance.
In this work, we report on fabrication and testing of uncooled TE detectors using thin polysilicon (~115nm) as both
TE and structural tethering material with relatively high responsivity and low noise at a small pixel size of 20 um by
20 um. In the following, the detector design and its theory of operation will be explained followed by the fabrication
process. At the end, test setup and measurement results will be presented.
2. Theory of operation
It is well known that for maximizing the thermoelectric efficiency in power generation applications, the figure of
merit, “Z”, should be maximized. Z is defined as
where S is Seebeck coefficient, is electrical resistivity, and K
is thermal conductivity and all these parameters are functions of temperature. However, when TE materials are
utilized as a sensing element, Z may no longer be the best figure of merit, since the delivered power to the sensor
load (for example the readout op-amp) is ideally zero. Hence, we intend to redefine an appropriate figure of merit.
In infrared sensors, D* or specific detectivity is defined as √
(where is the RMS noise voltage, is the
responsivity, and is the area of the detector). With this definition, the detectivity can be utilized to compare the
performance of different detectors and/or one detector with varying parameters [5]. If Johnson noise is considered as
the dominant source of noise, the noise voltage amplitude is √ where is Boltzmann’s constant, T is
temperature in Kelvin and R is the detector resistance (
). DC responsivity for TE sensors is calculated from
where N is the number of thermocouples, S is Seebeck, is the optical absorption and G is the thermal
conductance from the suspended island to the substrate. This can be written as where k is the average thermal
conductivity of the thermocouple. If the above equations are substituted in the equation for D* and after cancelling
out the spatial/frequency parameters we can observe that
√ . Therefore,
√ is the relevant ratio that has to
be maximized (compare to
). This result confirms that Z is still a reliable figure of merit that can be used to
compare efficiency of different TE material in infrared sensing application. However, for more accurate comparison,
√ is preferred. Since Z has been reported for many materials, we will be using it as well.
To maximize ZT (Z * T where T is the temperature in Kelvin), a material with a large Seebeck coefficient, a low
resistivity and a low thermal conductivity is required. None of the materials that are readily available in CMOS
fabrication process offer high ZT if CMOS compatibility is of interest. For instance, ZT of bulk silicon is 0.01 at
room temperature [6]. As mentioned earlier, recent studies suggest that silicon nanowires exhibit substantially
higher ZT compared to the bulk value [6]. This is mainly because in nanowires the lattice part of the thermal
conductivity can be greatly reduced by boundary scattering without significantly affecting the Seebeck coefficient or
the electrical conductivity.
Since thermal conductivity can be independently controlled by the physical dimensions of the TE wires, a new
figure of merit called power factor and defined as
can represent the efficiency of TE wires. In the case of
semiconducting TE wires the electrical resistivity (ρ) is reduced by doping. However, doping generally has an
Proc. of SPIE Vol. 8704 87041R-2
Downloaded From: http://proceedings.spiedigitallibrary.org/ on 09/05/2013 Terms of Use: http://spiedl.org/terms
293.7
293.6
293.5
293.4
293.3
293.2
adverse effect on the Seebeck coefficient lowering the responsivity. Nevertheless, maximum power factor is shown
to be achieved in heavily doped semiconductors [7]. Instead of silicon, polysilicon is used as the thermoelectric
material in this work due to the ease of deposition in low pressure chemical vapor deposition (LPCVD) furnaces and
the excellent control over the desired thickness of the film. The polysilicon film in this work is doped to a
concentration level of - (measured by a four point probe instrument).
The detector structure is presented in Figure 1(a). Finite element method (FEM) is utilized to predict the detector’s
performance. The detector is comprised of an absorber on top, an absorber post made of the same material as the
absorber and connected to the suspended membrane, and the TE wires (shown in red). The TE wires serve also as
supports to suspend the structure. When the absorber is irradiated, the rise in its temperature (shown in Figure 1(b))
causes the suspended membrane temperature to increase and because of the relatively high thermal conductance
between the absorber and the suspended membrane compared to the thermal conductance between TE wires and
substrate, it can be assumed that suspended membrane and the absorber are at the same temperature. Details and
discussion on absorber structure can be found in [1]. It is worthwhile to evaluate the detector performance as the
design parameters change. A complete list of the physical dimensions and variables are presented in Table 1.
According to Wien’s displacement law, human body has a maximum radiation at around 10um wavelength. If the
area of a human body is assumed to be , by using Planck’s radiation equation, the total transmitted power in the
range of 8-14 um is about 170 watts. If the body is radiating isotropically and is a meter away from the detector,
is the power density incident on the detector. This value is used for the absorber heat source.
Table 1. Parameters used in the simulation.
In this simulation, the effect of thermal radiation off of the absorber is also included. In COMSOL, Stefan-
Boltzmann equation is used to take the radiation losses into account. However, in this way, all the radiated power in
all wavelengths are combined which results in a number much larger than the actual value since the radiation losses
should only be taken into account in the range that absorption is significant. Assuming that the absorber temperature
is not deviating from its initial value by more than 2 to 3 degree, a correction coefficient is calculated from Planck’s
radiation equation and is multiplied to the emissivity of absorber. For an absorber with the initial temperature of
293.15 K, the correction factor is for 8-14 um window.
Parameter Value
Pixel size 20 um * 20 um
Suspended membrane size 5 um * 5um
Suspended membrane
thickness
300 nm
Absorber post height 4 um
Absorber post bottom radius 2.2 um
Absorber post inclining angle 20 degree
Parameter Value
Absorber thickness 1 um
TE Width Variable 100 to 1200
nm
TE thickness 115nm
Absorber absorption 80% - Flat 8-14um
Polysilicon thermal
conductivity
Variable from 1 to 30
W/m.K
Absorber Absorber post
Suspended
membrane TE wires
Figure 1(a). The detector structure, (b) The simulated and color coded temperature distribution on
the detector.
Proc. of SPIE Vol. 8704 87041R-3
Downloaded From: http://proceedings.spiedigitallibrary.org/ on 09/05/2013 Terms of Use: http://spiedl.org/terms
The steady state responsivity as described above is proportional to the thermal conductivity (
).
However when radiation losses are taken into account, the detector performance deviates from this simple
proportional equation especially when TE wire thermal conductance is small and ultimately approaching zero.
Since the output voltage of the detector is for a constant radiation, the
temperature of the suspended membrane is a good indicator of how different parameters are affecting the output
signal. For instance, if TE thermal conductivity could be independently reduced by nano-structuring, roughening the
surface, and/or introducing nano-holes, the suspended membrane temperature would be higher which translates into
a larger output signal or higher responsivity. For a detector with TE width of 200 nm and a constant substrate
temperature, the suspended membrane variation with thermal conductivity is shown in Figure 2 (left). Figure 2
(right) shows the error introduced when absorber radiation losses are ignored.
If the material thermal conductivity is presumed to be constant, then it is useful to know the variation of the
suspended membrane temperature versus the widths of the TE wires. Thickness of the TE wires is controlled at the
time of the deposition and their widths can be adjusted by lithography. The simulated increase of T across the TE
wires presented in Figure 3 is based on an assumption that thermal conductivity of polysilicon is 5 W/m.K.
Figure 2. Left plot shows the variation of the suspended membrane temperature with respect to substrate vs. thermal
conductivity of TE wires when radiation losses are included and ignored. Right plot shows the percentage of the error
introduced when radiation losses are ignored as a function of the temperature difference across the TE wires.
0
0.5
1
1.5
2
2.5
3
0 5 10 15 20 25 30
ΔT
(K
)
Thermal conducitivity of polysilicon
(W/m.K)
Including radiation losses
Ignoring radiation losses
1
10
100
0 1 2 3
Err
or
(%)
ΔT (K)
0
0.5
1
1.5
0 200 400 600 800 1000 1200
ΔT
(K
)
TE wire width (nm)
Figure 3. Temperature variation of the suspended membrane with respect to its substrate vs. the widths of the TE wires.
Proc. of SPIE Vol. 8704 87041R-4
Downloaded From: http://proceedings.spiedigitallibrary.org/ on 09/05/2013 Terms of Use: http://spiedl.org/terms
3. Fabrication
Fabrication of the devices described in the previous chapter requires 6 different masks. The process starts with a
blank silicon wafer. A thin (~ PECVD (plasma enhanced chemical vapor deposition) silicon dioxide film is
first deposited and patterned to form small islands where each island will serve as a sacrificial layer for a detector
structure. Later in the process, these islands will be removed in Hydrofluoric Acid (HF) to leave the detectors
suspended. Next, a low-stress silicon nitride film is deposited in an LPCVD (Low pressure CVD) furnace at
850 , and patterned using photoresist mask in an inductively coupled plasma (ICP) tool (Figure 4(a)). Then,
in-situ doped P-type polysilicon film is deposited in an LPCVD furnace at a temperature about
followed by patterning using an oxide mask. This mask will be kept for the next step which is P-type polysilicon
deposition. The oxide mask will prevent counter dopants to diffuse to the patterned N-type polysilicon layer and
also restrains the dopants in the N-type polysilicon from out diffusion. Annealing at 950 for 30 minutes in
nitrogen is required for in-situ doped films to fully activate the dopants. The N-type polysilicon film is then
patterned using a photoresist mask. At this point, the width of the two patterned polysilicon wires can be adjusted by
timing the isotropic etching of polysilicon in SF6 plasma (Figure 4(b)). The etching recipe is optimized to have
minimal effect on the oxide and nitride layers that already exist on the wafer.
Figure 4. The simplified schematic of the fabrication process flow.
Metal contacts are deposited at this step on the polysilicon layers. However, since the first polysilicon wire is still
covered with an oxide mask, the oxide will be locally removed at the spot where the metal contacts are sputtered. As
discussed in [1], a parylene layer can be optionally deposited and patterned at this point. This layer could be used to
support the thin and fragile TE wires. Deposition of parylene thin film is carried out in SCS 2010 followed by
patterning in Oxygen plasma. It will be shown that this supporting layer affects the performance of the detectors in
spite of its excellent low thermal conductivity. Thus, after releasing the detectors, the layer could be completely
removed in oxygen plasma. Next, the second sacrificial layer of PECVD silicon dioxide (4 um) is deposited. The
device absorber which will be deposited on top of this layer has to be anchored to the nitride island. In order to do
so, a circular pattern is etched in the oxide following by deposition of an absorber film stack consisting of a 1 um
silicon nitride layer sandwiched between two nichrome layers (Figure 4(c)). Patterning the absorber layers is a
combination of wet and dry etching. Top nichrome film is etched in nichrome TFN etchant. This etchant has low
etch rate on the underneath silicon nitride. Dry etching of PECVD Silicon nitride is carried out in ICP. The etch stop
for this dry etching is the underneath nichrome layer, since nichrome is not affected by the nitride etching process
and the nitride layer can be over etched. After that, the last layer of the absorber is etched in nichrome TFN. All the
wet etching processes are timed to minimize undesired undercuts. At the very end, the detector is released by
Silicon Silicon dioxide Silicon Nitride TE wires Absorber layer
(a) (b)
(c) (d)
Proc. of SPIE Vol. 8704 87041R-5
Downloaded From: http://proceedings.spiedigitallibrary.org/ on 09/05/2013 Terms of Use: http://spiedl.org/terms
removing the sacrificial layer in hydrofluoric (HF) acid solution (Figure 4(d)). A scanning electron microscope
(SEM) image of a completely fabricated device is shown in Figure 5.
4. Test setup and results
The schematic of the test setup for measuring the responsivity is presented in Figure 6. To measure responsivity, a
NIST calibrated sensor is placed inside a vacuum chamber. Then an appropriate infrared window (Germanium with
antireflection coating for 8-14um) is placed on top of the chamber. A blackbody with the temperature set to 500 K is
located a meter away from the chamber and a chopper is placed between the window and blackbody as shown in
Figure 6. At first, the power density of the incoming IR radiation is measured using a NIST calibrated sensor. Then
the sensor is exchanged with a fabricated detector and the
output voltage of the detector is measured utilizing
chopper stabilization techniques.
As described in [1], parylene is a chemically stable and
inert polymer that can be deposited at room temperature
and because of its low thermal conductivity, it is a great
candidate to be used as a supporting layer for thin fragile
TE wires. A wafer was fabricated with 400nm parylene
following the procedure outlined in the fabrication section.
The output response of ten detectors with different designs
was measured. Then, the parylene layer was removed
using oxygen plasma followed by testing the same
detectors under the same condition. The test results are
summarized in Table 2.
As it can be seen, depending on the detector structures, the
improvement in the detectors’ performance is different but on average, a 2.5X improvement is achieved by
removing the parylene layer. This result shows that the heat conduction through the parylene layer is comparable to
that of TE wires.
By using a chopper, the detector time constant can also be measured. One method for measuring time constant is to
record the rise or fall time of the detector’s amplified output signal. However, this technique is not very accurate
since the window on top of the vacuum chamber and the chopper opening are producing a convolution in space,
which causes the measured value to be greater than the actual value. A more accurate method is to increase the
chopping frequency and plot the responsivity versus frequency and match that with the responsivity equation. The
matching is the thermal time constant of the detector. Figure 7 shows the measured data and a fitted line using
responsivity equation with of 8ms.
Figure 5. The SEM of a fabricated detector.
Absorber
TE beam
Metal contact
Figure 6. The measurement setup
Black body
Vac. Pump Detector Chamber
Ge Window
Chopper
Proc. of SPIE Vol. 8704 87041R-6
Downloaded From: http://proceedings.spiedigitallibrary.org/ on 09/05/2013 Terms of Use: http://spiedl.org/terms
Next, the detector noise is measured. The detector is placed inside the vacuum chamber and after probing the device,
the chamber opening is covered by an IR opaque material. A Signal recovery-7270 lock in amplifier is used to
amplify the signal and a Tektronix (TDS5104B) digital oscilloscope is used to display the amplified signal and to
perform the measurements. All the electronic couplings are set to DC and no line filter is used. Only a single-pole
low pass filter inside the oscilloscope probe with of 100 Hz is used. The input of the amplifier is first shorted
and the noise associated with the electronics is measured by taking samples for about 10 minutes/5K samples. Then,
noise of a metal film resistor with a value equal to the detector resistance is measured. At the end, the noise of the
detector is back calculated by measuring samples from the detector output itself. For a detector with 47 KOhm
resistance a thermal noise of
√ is expected. However, assuming that the measured noise is distributed evenly in
frequency, about
√ higher noise is recorded. Since the device has not been wire-bonded and is probed by signal
probes, authors believe that the excess noise comes from the vibration of the probes on the detector pads plus the
vibration induced from the chamber vacuum pump. Performance of a typical detector is summarized in Table 3.
Table 2. The responsivity of several detectors before and after removing 400nm thin-film parylene off of the TE arms.
Device number
Output voltage before
removing the parylene
(uV)
Output voltage after
removing the parylene
(uV)
1 4.15 10.9
2 3.6 14.2
3 10.9 24.1
4 6.65 13.4
5 4 12.6
6 9 16.7
7 5 15.5
8 3.5 15.2
9 15 22.4
10 9.7 22.4
Table 3. The Performance of a typical detector with no concentrating optics when viewing a 500 K blackbody.
Resistance
KOhm
Responsivity
Noise
√
Specific Detectivity
√
45 ~ 1800 ~
Figure 7. Responsivity vs. ω – The blue marks are the measured data and the red line is the TE
responsivity model for τ=8ms
0.45
0.55
0.65
0.75
0.85
0.95
1.05
1 10 100 1000
Re
spo
nsi
vity
ω (rad/s)
Model (τ = 8ms)
measured
Proc. of SPIE Vol. 8704 87041R-7
Downloaded From: http://proceedings.spiedigitallibrary.org/ on 09/05/2013 Terms of Use: http://spiedl.org/terms
5. Conclusion
An uncooled surface-micromachined thermoelectric (TE) infrared detector was designed, fabricated and
characterized that features P-doped /N-doped polysilicon as the thermocouple pair and an umbrella like optical
cavity as the absorber to achieve fill factor as high as 90%.
Theory of the operation along with some design considerations has been discussed. FEM analysis is used to predict
the device performance when different parameters change. It has been shown that radiation losses can become
important when the detector temperature rises beyond 1 - 2 Kelvin above substrate temperature.
A new figure of merit (
√ ) is defined for more accurate comparison of different TE materials for sensor
applications.
Fabrication steps have been briefly explained along with the measurement setup. At room temperature, a
responsivity of 1800
at 5Hz and the response time of less than 10ms are measured in vacuum when viewing a
500K blackbody with no concentrating optics. The very small reduction in the thermal conductivity of thin-film
polysilicon TE wires is believed to be a key in achieving such a large responsivity. The detector noise is measured
by recording its output, and shown that it is slightly above detector thermal noise. The D* is calculated to be about
√
which to the best of our knowledge is the highest reported D* for 20um thermoelectric devices. The
measured NETD is 120mK with f/1.5 lens when the object temperature is set to 500 K.
6. Acknowledgments
This work was generously supported by Amethyst Research Incorporated through funds received from the
Oklahoma EDGE program.
REFERENCES
[1] Modarres-Zadeh M. J., Carpenter Z. S., Rockley M. G., and Abdolvand R., “Parylene supported 20um*20um
uncooled thermoelectric infrared detector with high fill factor,” Proc. SPIE 8353, (2012).
[2] Rogalski, A., “Infrared detectors: Status and trends,” Prog. Quant. Electron., 27(2-3), 59-210 (2003).
[3] Li. C., Skidmore G. D., Howard C., Han C. J, Wood L., Peysha D., Williams E., Trujillo C., Emmett J., Robas
G., Jardine D., Wan C. F., and Clarke E., “Recent development of ultra small pixel uncooled focal plane arrays at
DRS,”. Proc. SPIE 6542, 1Y.1-1Y.12(2007).
[4] Rogalski A. , [Infrared detectors], Taylor and Francis Group, Boca Raton Florida, 697(2011).
[5] Daniels A., [Infrared Systems, Detectors, and FPAs], SPIE, Bellingham, 67-76(2010).
[6] Vining C. B., “Materials science: Desperately seeking silicon,” Nature, 451-132 (2008).
[7] Snyder G. J., and Toberer E. S., "Complex Thermoelectric Materials," Nature Materials 7, 105-114,(2008).
Proc. of SPIE Vol. 8704 87041R-8
Downloaded From: http://proceedings.spiedigitallibrary.org/ on 09/05/2013 Terms of Use: http://spiedl.org/terms