Measuring Rate and Equilibrium Constants of β‐Cyclodextrin ......is an equilibrium constant which...

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Measuring Rate and Equilibrium Constants of β ‐Cyclodextrin‐Small Molecule Drug Non‐Covalent Interactions with Capillary Electrophoresis By Jennifer Logie Honors thesis submitted to the Faculty of Science Department of Chemistry In partial fulfillment of the requirements of the B. Sc. Degree Supervisor: Maxim Berezovski Department of Chemistry University of Ottawa Ottawa, Canada © April 2011, Jennifer Logie

Transcript of Measuring Rate and Equilibrium Constants of β‐Cyclodextrin ......is an equilibrium constant which...

Page 1: Measuring Rate and Equilibrium Constants of β‐Cyclodextrin ......is an equilibrium constant which measures the propensity of a complex to fall apart into smaller components. For

MeasuringRateandEquilibriumConstantsofβ‐Cyclodextrin‐SmallMoleculeDrug

Non‐CovalentInteractionswithCapillaryElectrophoresis

By

JenniferLogie

HonorsthesissubmittedtotheFacultyofScienceDepartmentofChemistryInpartialfulfillmentoftherequirementsoftheB.Sc.Degree

Supervisor:MaximBerezovski

DepartmentofChemistry

UniversityofOttawa

Ottawa,Canada

©April2011,JenniferLogie

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Abstract

Cyclodextrinisacircularoligosaccharidemadeof6‐8glucosemonomers,givingtheideal

conformationtoforminclusioncomplexeswithmanydifferentsmallmolecules.Inthe

pharmaceuticalindustry,itiscommonlyusedasanexcipienttoincreasethesolubilityofsmall

moleculedrugs.Thepurposeofthisresearchwastomeasureequilibriumandrateconstants

betweensmallmoleculesandcyclodextrinsusingtheEquilibriumCapillaryElectrophoresisof

EquilibriumMixtures(ECEEM)method.InECEEM,anequilibriummixtureofsmallmolecule,

cyclodextrinandcomplexisinjectedintoacapillaryandsubjectedtoelectrophoreticseparation.

Therunningbuffercontainsthesameconcentrationofcyclodextrinasintheequilibriummixture.

Bindingparametersofcomplexescanbefoundbyusingthetimepropagationpatternandshapes

ofthepeaksobtainedwhentheconcentrationofcyclodextrinisgraduallyincreased.Inthisstudy,

eightsmallmoleculedrugs:ibuprofen,s‐flurbiprofen,4,4’‐(propane‐1,3‐diyl)dibenzoicacid,

resveratrol,naproxen,diclofenac,folicacidandphenylbutazonewerestudiedfortheir

complexationwithβ‐cyclodextrin.TheECEEMmethodprovedtobeavaluabletechniquefor

determiningthepracticalityofcyclodextrinasadrugdeliverysystemforspecificdrugs.

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Acknowledgements

WithoutthehelpandsupportoftheBerezovskilab,thisworkcouldnothavebeencompleted.

Particularlythesupervision,guidanceandinsightofDr.MaximBerezovski;themathskillsofDr.

VictorOkhonin;andfinallytheinstructionandhelpofGlebMironov.

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TableofContents

ListofFigures......................................................................................................................................v

StatementofContribution................................................................................................................vi

1.Introduction....................................................................................................................................11.1Rationale.................................................................................................................................................11.2CyclodextrinasaDrugDeliveryAgent....................................................................................................21.3BindingConstantsofCyclodextrin‐SmallMoleculeComplexes..............................................................51.4LiteratureReviewofKDDeterminationMethods...................................................................................61.5PrinciplesofCapillaryElectrophoresis....................................................................................................9

2.ResultsandDiscussion..................................................................................................................132.14,4’(Propane‐1,3Diyl)DibenzoicAcidModel......................................................................................132.2MultiplexApplication............................................................................................................................23

3.References....................................................................................................................................31

4.Experimental..................................................................................................................................334.1ChemicalsandMaterials.......................................................................................................................334.2ExperimentalConditions.......................................................................................................................34

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ListofFigures

1.StructuresofSmallMoleculeDrugs................................................................................................3

2.β‐cyclodextrinStructureandInclusionComplexation....................................................................4

3.SchematicofECEEMSet‐up..........................................................................................................11

4.LimitofDetectionofPDDAElectropherogram.............................................................................15

5.DegradationofPDDAElectropherogram......................................................................................17

6.PDDAwithvaryingβ‐cyclodextrinconcentrationsElectropherogram.........................................18

7.VelocityofEquilibriumMixtureasaFunctionofβ‐cyclodextrinConcentration..........................20

8.ECEEM‐MSSchematic...................................................................................................................22

9.3‐DAbsorptionPlotsofSmallMolecules......................................................................................24

10.2‐Dand3‐DAbsorptionPlotsofMultiplex.................................................................................25

11.Multiplexwithvaryingβ‐cyclodextrinconcentrationsElectropherogram.................................27

12.MultiplexKDdeterminationGraphs...........................................................................................29

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StatementofContribution

Dr.SergeGorelskydidtheDFTcalculationstodeterminethemodeloftheinclusioncomplex

betweenβ‐cyclodextrinandibuprofen.VictorOkhonincreatedthemathematicalmodelusedto

calculatebindingparametersforthePDDA‐β‐cyclodextrininclusioncomplex.GlebMironovdidall

CE‐MSworkthatisreferencedinSection2.

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1.Introduction

1.1Rationale

Pharmaceuticalcompaniesspendbillionsofdollarseachyearresearchingnewandexcitingdrug

candidates.Gettingthesedrugsintothebodyisanongoingbattleduetotheoften‐lowsolubility

ofthesemolecules.Oftendrugsareformulatedwithexcipients,whichusevariousmethodsto

increasethebioavailabilityofthedrugs(1).Inthisstudy,severalcommondrugsonthemarketwill

beusedtocreateamodelfortheevaluationofdrugdeliverysystems.

Someoftheoldestandmostcommonlyuseddrugsavailablearethenon‐steroidalanti‐

inflammatoryclass(NSAIDS).Althoughthestructuresofthesedrugsvary,theyallserveas

analgesicsandantipyretics,andathighdosesmayhaveanti‐inflammatoryeffects.Theyworkby

non‐specificallyinhibitingtheenzymecyclooxygenase,whichpreventstheproductionof

prostaglandinsandthromboxanesfromarachidonicacid(2).Naproxen,Ibuprofen,andS‐

FlurbiprofenallbelongtotheclassofNSAIDsderivedfrompropionicacid.Diclofenacisanacetic

acidderivative.PhenylbutazoneisanNSAIDderivedfromenolicacidthatisnotcommonlyusedin

humans,howeveritisveryprevalentinveterinarymedicine(2).

TheotherdrugsthatwerestudieddonotbelongtotheNSAIDclass,butwerechosentoshowthe

potentialdiversityofthemethod.FolicAcidisanessentialvitaminfortetrahydrofolateproduction

inthebody,anddietsupplementsareusuallyrecommendedaspartofapre‐natalvitamin

regimen(3).Resveratrolisacommonantioxidantfoundinmanyfoodproducts,andiscurrently

beingtestedforitsvaryinghealthbenefits(4).Finally,4,4’‐(Propane‐1,3‐Diyl)DibenzoicAcid

(PDDA),asmallmoleculewhichdoesnotcurrentlyhaveaclinicaluse,wasselectedduetoits

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structuralpropertieswhichwillbedescribedindetailinSection2.1.Alldrugstructuresarefound

inFigure1.

1.2CyclodextrinasaDrugDeliveryAgent

Theexcipientsusedtoincreasethesolubilityofdrugsvarywidely,inthisstudy,onesuch

excipient,cyclodextrin,willbediscussed(5).Cyclodextrinsarecyclicoligosaccharidesmadeof6‐8

glucosemonomers,withmolecularweightsrangingbetween1000and2000g/mol.Theyforma

toroid‐truncatedcone‐likestructureduetothechairformationoftheglucopyranoseunits(6).

Thehydroxylgroupsareattheexteriorofeitherendofthecone,makingtheexteriorofthe

moleculeveryhydrophilic.Theinteriorofthecyclodextrinisslightlyhydrophobic,makingitan

excellentcavityforhydrophobicsmallmoleculestoenterandformacomplex(6).Theformation

ofthisinclusioncomplexsignificantlyincreasesthewatersolubilityofthedrug,andallowsittobe

transportedthroughthebodytothelipidcellmembraneofthedrugstarget(6).Thestructureof

β‐cyclodextrinandaninclusioncomplexwithibuprofenareshowninFigure2.Thelarge

hydrophiliccyclodextrinmoleculeisnotabletopenetratethroughthehydrophobiccell

membrane,soitisessentialthattheformedinclusioncomplexesareinarapidequilibriumwith

thefreedrug.Thisenablesthefreedrugtogothroughthemembraneandreachitstarget(6).

Differentcyclodextrins(α,βorγ)areuseddependingonthesizeofthesmallmolecule,aseach

cyclodextrinhasadifferentsizedinternalcavity.

Currentlycyclodextrinsareonthemarketforawiderangeofapplications.Thisincludes

householdproducts(suchasFebreeze),cosmetics,andfoods‐wheretheyarenotablyableto

encapsulateflavormolecules.Themostprevalentpharmaceuticalapplicationsareinnasalsprays

andeyedrops,andthereareover30pharmaceuticalproductsonthemarketwhichuse

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cyclodextrinasanexcipient(6).Inthecaseofsmallmoleculedrugswithinthemolecularweight

rangeof100‐400g/mol,beta‐cyclodextrin,whichhassevenglucopyranoseunits,isthebestdrug

deliverymolecule.Thisisduetoaninternalcavitydiameterof5.3Åatthebottomand7.0Åatthe

top(7).Thiscavitydiametermeansthereisgoodmolecularsizeandshapecomplementationto

formastablecomplex(7).ADFTcalculatedmodeldonewithibuprofenshowedthatthe

cyclodextrinholdsthedruginsidethecavitybytwohydrogenbondsbetweenaterminalcarboxyl

groupofibuprofenandtwohydroxylgroupsonthebottomofthecyclicoligosaccharide(7).

1.3BindingConstantsofCyclodextrin‐SmallMoleculeComplexes

Inordertoevaluatethepracticalityofcyclodextrinasadrugdeliverysystemforaparticulardrug,

informationaboutthenatureofthecomplexandthebindingconstantsisnecessary.

Determinationofthedissociationconstant(KD)ofcyclodextrin‐smallmoleculeinclusion

complexesallowsforbettercharacterizationofthecomplex.TheKDisanequilibriumconstant

whichmeasuresthepropensityofacomplextofallapartintosmallercomponents.Forthe

generalreaction

AB A+B

Thedissociationconstantisrepresentedbytheequation:

𝐾! =𝐴 𝐵𝐴𝐵

Itcanalsobeexpressedastheratiooftheon‐rateandtheoff‐rate,whosevaluesgiveevenmore

informationaboutthenatureofthecomplex.

𝐾! =!!""!!"

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DeterminingtheKDofthenon‐covalentcomplexesbetweencyclodextrinsandsmallmoleculeshas

beenwellstudied,andgenerallyanymethodthatallowstheobservationofchangesin

physiochemicalpropertiesthathappenwithcomplexationcanbeusedtoquantifythedissociation

constant.Althoughthemethodsshouldgiveconsistentresults,oftenthereisalotofdiscrepancy.

Methodsthathavebeenprevalentintheliteraturearesummarizedinthefollowingpages.

1.4LiteratureReviewofKDDeterminationMethods

NuclearMagneticResonance(NMR)hasbeenusedforthecharacterizationofprotein‐ligandnon‐

covalentcomplexestocalculateKD(8),howevernotmuchworkhasbeendonecalculatingthe

bindingconstantsofcyclodextrin‐smallmoleculeinteractions.Theworkthathasbeendone

generallylooksat1Hchemicalshiftchangesofthebeta‐cyclodextrinandcalculatestheKDbased

ontheHildebrand‐Benesimodel(9).Thismodelworksonthebasisthatoneofthereactantsis

presentinexcessamountsoftheother,andyoucanonlytakethatoneintoaccount.Italsoworks

solelyforcomplexeswitha1:1stereochemistry(9).OneotherstudyusingNMRcalculatedtheKD

onthebasisofliganddissociationkinetics.Inthiscase,itmadetheassumptionthattherateof

association,kon,isdiffusionlimitedandequalto1x109M‐1sec‐1.Itthenmonitoredthereaction

byquenchingthereactionatvarioustimepointsandtakinganNMRspectra.Bydoingalineshape

analysisofindividualNMRpeaks,theycalculatedtherateofdissociation,koff,anddeterminedaKD

basedonthisvalue(8).UsingNMRtofindthesebindingparametersmakesalotofassumptions.

Firstly,itisnotalwaysthecasethattheβ‐cyclodextrinisinexcessofthesmallmolecule.Secondly,

inthecaseofcalculatingtheKDonthebasisofliganddissociationkinetics,itislargelyincorrectto

assumetherateofassociationisdiffusionlimited.Finally,youcannotassumethatformed

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complexeswillalwayshave1:1stoichiometry,especiallyathighconcentrations,whenaggregation

ismorelikelytooccur(8).

OneofthemostpopularmethodsfordeterminationoftheKDisequilibriumdialysis(11).Like

NMR,thishasbeenwidelystudiedforprotein‐ligandinteractionsandexamplesarelimitedforits

useincyclodextrin‐smallmoleculeinteractions(10).Thismethodreliesontheuseofamembrane

thattheligandcanpassthroughbutthereceptorcannot.Ononesideofthemembranethe

receptorisplaced,whileontheotherthereisaknownconcentrationoftheligand.Thesystemis

thenallowedtoreachequilibrium.Thehighertheaffinitytheligandhasforthereceptor,the

highertheconcentrationofligandwillbebound.Atequilibrium,theconcentrationofthefree

ligandwillbethesameonbothsidesofthemembrane.Knowingtheoriginalconcentrationused,

enoughinformationcanbeobtainedinordertocalculatetheKD.Althoughthismodelisvery

practicalbecauseofitssimplicity,likeNMRitcanbehinderedbytheassumptionsitmakes.The

modelassumesthatallreceptorsareequallyaccessibletoligands,thatreceptorsareeitherfreeor

boundtoaligand,thatbindingdoesnotaltertheligandorreceptor,andthatthebindingis

reversible(11).Despitetheseassumptions,equilibriumdialysisremainsoneofthemostaccurate

methodsforKDdetermination(10).

Phase‐solubilitydiagramshavebeenextensivelyusedforstudyingthebindingwithcyclodextrins

(12).ThismethodwasdevelopedbyHiguchiandConnorsandisbasedonhowcomplexation

affectstheaqueoussolubilityofdrugs(13).Plottingthedrugsolubilityagainsttheconcentration

ofcyclodextrincreatesaphasesolubilitydiagram.Thenoveltyofthismethodcomparedtothose

previouslymentionedisthatitgivesinformationregardingthestoichiometryofthecomplex

throughthelinearityofthecurve(14).Ifitisverylinear,itsuggeststhatthecomplexisfirstorder

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withrespecttoboththedrugandcomplexingagent.Ifthestoichiometryisgreaterthan1:1,it

becomesmoredifficulttocalculateanaccurateKD,butimpliesahigherorderofcomplexation(14).

Themaindownsideofthephase‐solubilitydiagramapproachisthelargequantitiesofcyclodextrin

anddrugrequiredinordertomeasurethesolubility.

Amoreefficientmethodtoevaluatetheinteractionisasurfaceplasmonresonanceassay(15).

Thisassayworksbyimmobilizingligands,inthiscaseβ‐cyclodextrin,onagoldsurfaceand

monitoringthechangesinrefractiveindex.Themagnitudeofthechangeisdirectlyproportional

tothemasschangeatthesurface(15).Monitoringthesignalproducedinrealtimeallowsforthe

calculationofassociationanddissociationrates(usedtocalculatedthedissociationconstant)and

canalsoshowthestoichiometry(16).Thismethodisstillbeingoptimizedandimprovedforuse

withcyclodextrins,particularlyobtainingbettercouplingefficiencyofthecyclodextrintothe

immobilizedsurface,andincreasingthesensitivityoftheassay,asaddingasmallmolecular

weightdrugtoalargemolecularweightcyclodextringivesonlyasmallchangeinsignal(16).

Stopped‐flowisafrequentlyemployedtechniquetostudythekineticsofareaction,particularly

whenlookingatenzymes.Fewstudieshavebeendoneusingstoppedflowtolookatthebinding

ofcyclodextrins,butthiscouldbeduetothenatureoftheequilibrium(17).Cyclodextrin‐small

moleculecomplexesareinarapidequilibrium,andtheratesareveryfast.Themixingdead‐time

andre‐dissociationofthereagentsmeansthattheserapidratesarenotmeasured(7).Thevalues

obtaineddonotrepresentthesystematequilibrium(7).

Electrosprayionizationmassspectrometry(ESI‐MS)isausefultoolforworkingwith

macromoleculesandnon‐covalentcomplexes,asitionizesthemolecules/complexeswithout

fragmentingthem(18).ThegreatestadvantageofESI‐MSisthatitmakesitpossiblytodirectly

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obtainstoichiometricinformation.Byevaluatingthepresenceofcomplex,freedrug,andfree

cyclodextrinusingtheintensitiesoftheirrespectivem/zpeaks,andcalculatingaresponsefactor

tocorrespondtheintensitiestotheconcentrations,theKDcanbecalculated(19,20).Ithaslargely

beenthroughMSthattheaggregationofcyclodextrininsolutionhasbeenverified(18).Although

ESI‐MSelegantlycalculatestheKDbasedontheintensities,thestabilityoftheionizationisahuge

problem,andleadstoalotoferrorintheresult(19).Thebehaviorofthenon‐covalentcomplexes

inthegasphasemaynotrepresentwhatishappeninginsolution(18).Althoughitsusefulnessfor

identificationofcomplexesisnotable,adirectcorrespondencebetweenintensityand

concentrationleavesmuchtobedesired.

AllofthesemethodstodeterminetheKDhavespecificadvantagesanddisadvantages,however

theproblemwithmostofthem,theexceptionbeingMS,isthattheycanonlyquantitatively

evaluatethecomplexationbetweencyclodextrinandasinglesmallmolecule.Thisisaproblemin

thepharmaceuticalindustry,wheremanydrugformulationshavemultipleactiveingredients,and

manydrugsaretakenincombinationdoseswithotherdrugs(21).Aseparationtechniqueis

crucialtothecharacterizationofcomplexesformingbetweencyclodextrinsanddifferentsmall

moleculessimultaneously.

1.5PrinciplesofCapillaryElectrophoresis

Capillaryelectrophoresis(CE)isaseparationtechniquethatseparatesionsbasedontheircharge

andfrictionalforcesaswellastheirhydrodynamicradius.Whenusinganumberofdrugs,their

uniqueabsorptionspectraandelutiontimescanbeusedtoidentifythemindividually.This

separationisdoneunderaninducedelectricfield,whichcausesanelectroosmoticflowofthe

liquidmovingfromthepositiveelectrodetothenegativeelectrode(21).Thisbulkflowofliquid

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causesallspecies(positive,neutralornegative)tomoveinonedirectionduetothesurfacecharge

onsilanolgroupsoftheinteriorcapillarywall.Theelectroosmoticflowisaffectedbyseveral

factorsincludingthepHandtheionicstrengthofthesolution(21).Inthiswork,Equilibrium

CapillaryElectrophoresisofEquilibriumMixtures(ECEEM),atypeofKineticCapillary

Electrophoresis(KCE),willbeappliedinordertostudytheequilibriumbetweenthecyclodextrin

andthechosensmallmoleculedrugs.KCEisageneralconceptusedtodescribeCEseparationof

speciesthatinteractduringelectrophoresis(22).Bychangingtheconditions,specificmethods

undertheumbrellaofKCEhavebeendevelopedtomeasureaffinities(includingbinding

parameters)aswellaspurifyaninteractingmixture(22).

InECEEM,aquasi‐equilibriumsystemofthesmallmolecule,cyclodextrin,andcomplexisinjected

intothecapillaryandsubjectedtoelectrophoreticseparation.AschematicofECEEMisshownin

Figure3.Theconcentrationofcyclodextrinismaintainedintherunningbuffer,soitiseffectively

thesamethroughoutthewholesystem(22).UniquetoECEEMarethreemaincharacteristicsfor

rapidequilibriummixtureslikethatofsmallmoleculesandcyclodextrins.(i)Changingthe

concentrationoftheβ‐cyclodextrinwillchangethemigrationtimeoftheequilibriummixture.(ii)

Thefreedrugandthecomplexwillmigratetogetherbecauseoftherapidequilibriumbetween

them.(iii)Finally,thewidthofthepeakfortheequilibriummixtureisdependentonthe

concentrationofβ‐cyclodextrin,therelaxationtime,andtheseparationtime(7).Thisis

fundamentaltostudyingaveryfastinteraction,asitwillnotseparatethecyclodextrinfromthe

drug,butratherseparatedrugswithdifferentKDsfromeachother.Inpreviousworkdonebythe

Berezovskilab,ECEEMwasprovenforthedeterminationofkineticparametersoffastnon‐

covalentinteractions,andaparameterbasedmethodforthequantificationofrateconstants

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ofcomplexformationanddissociationwasdeveloped(7).Inthismethod,thebindingconstantsof

theinteractionsbetweenβ‐cyclodextrinandfoursmallmoleculedrugs(ibuprofen,s‐flurbiprofen,

salicylicacidandphenylbutazone)weredetermined.

Furthermore,bycouplingECEEMwithESI‐MS,thebenefitsofboththeseparationtechnique

(ECEEM)andthecomplexidentification(MS)canbecapitalizeduponforabetterunderstandingof

thenon‐covalentbinding.

ThegoalofthisworkwastousethepreviouslyestablishedtechniqueofECEEMtofurtheranalyze

theinteractionsbetweenβ‐cyclodextrinsandsmallmoleculesofgreatercomplexity,aswellas

developamethodfortheanalysisofamultiplexofeightdrugs.Withthisstudy,itisthehopethat

capillaryelectrophoresismaybecomeanimportanttoolfortheevaluationofβ‐cyclodextrinasa

drugdeliveryagentfordrugs.

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2.ResultsandDiscussion

2.1ProofofPrinciple4,4’‐(Propane‐1,3‐Diyl)DibenzoicAcidModel

PreviousworkdonebytheBerezovskigroup(7),showedthedeterminationofbindingconstants

betweenβ‐cyclodextrinandfoursmallmoleculedrugs.Eachofthesesmallmoleculedrugs

structurallyhadthepropensitytobindina1:1stoichiometricratiowithβ‐cyclodextrin,andthey

eitherhadasinglephenylringortwophenylringsincloseproximity.

Inthisresearch,amodelfordeterminingtheKDsofgreaterstoichiometrywasdesired,soasmall

moleculethathadtheabilitytoforma2:1stoichiometricsandwichcomplexwiththeβ‐

cyclodextrinwasselected.Carboxylicacidgroupswerealsopreferred,meaningthedrugwould

haveanegativechargeinsolution.ThisisidealfortheCEmethodalreadyused,asthenegative

drugswillmoveslowerthantheneutralcyclodextrin,andthustheformationofthecomplexwill

causeafastervelocityofthedrugandashortermobilitytime.4,4’‐(Propane‐1,3‐Diyl)Dibenzoic

Acid(PDDA)wasselectedasithadbothoftheseproperties.Itsstructurehadtwophenylrings

withcarboxylicacidgroupsattachedbyathree‐carbonlinker.Becausethissmallmoleculeis

symmetrical,itwillbeeasiertodevelopamodelformultipleKDcalculationsthanitwouldbefora

morecomplicatedstructure.

ThechangeinthemobilitybetweenthefullycomplexedPDDAandthefreeformalsoservesto

maketheanalysiseasy.Thischangeinmobility,ofapproximately3minfora90cmcapillaryin10

mMAmmoniumAcetatebufferseparatedwith26kVfor12min,wasmuchgreaterthanallother

smallmoleculesevaluatedinthisresearch.ThiscanbeattributedtothefactthatPDDAhastwo

negativecharges,soitwillbeslowermovinginthecapillarywheninitsfreeform.ThePDDAis

fullysaturatedatβ‐cyclodextrinconcentrationsofaround2500µM.Inordertousecapillary

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electrophoresistocalculatetheKD,itisessentialthatthedrugsbesaturatedwithinthesoluble

concentrationofβ‐cyclodextrin(upto17,000µM).

Methoddevelopmentofthecapillaryelectrophoresistookalargeamountoftimeinthisresearch.

Initially,thelimitofdetectionofthePDDAneededtobedetermined.Thiswasdoneusinga30cm

capillary,andthemethodpreviouslydevelopedbytheBerezovskilab(7).Thelimitofdetection

wasdeterminedtobe5µMina25mMTris‐Acetatebuffer,asshownintheelectropherogramin

Figure4.Movingforward,aconcentrationofapproximatelysixtimesthelimitofdetection,30µM

ofPDDAwasused,asthisprovidedagoodsignalthatwaseasytoanalyze.Usingthephotodiode

array(PDA)detector,severalwavelengthswerecheckedtofindthewavelengthatwhichthe

maximumintensityofsignalwasseen.Sinceithastwophenylrings,twomainareasofabsorbance

onthespectrawereseen:around200nmand250nm.Themostintensesignalwasseenaround

200nm,soinallfutureseparations,oneofthechannelswassetat200nmforevaluation.

Toensurethecurrentremainedstablethroughouttheseparation,severalparameterswere

changed.Initially,ahighconcentrationofβ‐cyclodextrinof5000µMwaspre‐injectedintothe

capillary,followedbytherunbufferandthenthesampleinjection.Thismethodtookalotoftime,

andwouldhaveaddedalotofextratimewhendoingmultiplerunsforbindingparameter

determination.Instead,rinsingthecapillaryforalongerlengthoftime(approximately3min)with

therunbuffergaveastablecurrentwithouthavingtodoapre‐injection.

OneofthemainproblemswithPDDAwasthataftersampleshadbeenleftforseveralhoursthe

migrationtimechangeddrastically.Althoughthisproblemcouldbesolvedbyusingonlyfresh

samples,thecostofthissmallmoleculewouldhavemadethisimpractical.Tosolvethisproblem,

Page 21: Measuring Rate and Equilibrium Constants of β‐Cyclodextrin ......is an equilibrium constant which measures the propensity of a complex to fall apart into smaller components. For

15

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Figure4:ECEEMElectropherogramsforthedeterminationofthelimitofdetectionofPDDA

Page 22: Measuring Rate and Equilibrium Constants of β‐Cyclodextrin ......is an equilibrium constant which measures the propensity of a complex to fall apart into smaller components. For

16

afreshsamplewasrunandthencomparedtosampleskeptovernightatroomtemperature,+4°C

and‐20°C.AsshowninFigure5,Samplesat‐20°Cgaveresultsconsistentwithfreshsamples,soall

PDDAsampleswerefrozenat‐20°Candthenthawedbeforeuse.

WiththeoptimizedmethoddescribedinSection4.2,thePDDAwassubjectedtoelectrophoretic

separationwithincreasingconcentrationsofβ‐cyclodextrinintheequilibriummixture.The

electropherogramshowingtheresultsoftheseexperimentsisshowninFigure6.Themobility

shiftofthepeakforthePDDAinrapidequilibriumwithβ‐cyclodextringraduallydecreasesas

higherconcentrationsareused.Thiscanbeexplainedbythefactthatathigherconcentrations

moreofthePDDAisinthecomplex,whichhasaneutralchargeandwillthusmovefasteralong

thecapillarytowardthenegativeelectrodethanthefree,negativelychargedformofthedrug.

IftheproposedsandwichcomplexbetweenPDDAandβ‐cyclodextrinwasformed,itwouldbe

anticipatedthattherewouldbetwoareasofalargemobilityshiftontheelectropherogram,and

anareainthemiddlewherethepeak’smobilitydoesnotchangeinwhichthedrughadbeen

saturatedasa1:1complex,butnotenoughβ‐cyclodextrinwasaddedtoforma2:1complex.This

wasnotseen,sotocalculatethebindingparametersofthiscomplex,themathematicalmodelfor

1:1stoichiometrydevelopedpreviously(7)wasapplied.

UsingtheshiftinmobilityofthePDDAallowsforthecalculationoftheKD,howevermore

informationaboutthenatureofacomplexrequiresthedeterminationofthekonandkoff.This

mathematicalmodelcalculatesthebindingparametersbasednotjustontheshiftinmobility(and

thusthevelocityoftheequilibriummixture)withthechangeinconcentration,butalsowiththe

shapeofthepeak.Whenthedrugisonlyinoneform(eitherthefreeformorthecomplexed

Page 23: Measuring Rate and Equilibrium Constants of β‐Cyclodextrin ......is an equilibrium constant which measures the propensity of a complex to fall apart into smaller components. For

17

Minutes

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Figure5:ECEEMElectropherogramstocheckfordegradationofPDDA(30μM).Comparedfreshsampleatroomtemperature(RT)withsampleskeptatthreedifferenttemperaturecontrols.

Page 24: Measuring Rate and Equilibrium Constants of β‐Cyclodextrin ......is an equilibrium constant which measures the propensity of a complex to fall apart into smaller components. For

18

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Figure6:RepresentativeECEEMelectropherogramsofPDDA(30μM)forvaryingconcentrationsofβ‐cyclodextrin.

Page 25: Measuring Rate and Equilibrium Constants of β‐Cyclodextrin ......is an equilibrium constant which measures the propensity of a complex to fall apart into smaller components. For

19

form),seenatverylowandveryhighconcentrationsofβ‐cyclodextrin,verysymmetricalpeaksare

seen.Howeverwhentheβ‐cyclodextrinconcentrationisaroundthatoftheKD(sothedrugcanbe

foundinbothformssimultaneously),thepeakisasymmetricandwider.Aschematicofthisis

showninFigure3b.Thisreflectsthefactthatwithintheequilibriumcomplexthereisagradientof

thedrug,andthiscausesnonlinearcomplexformation.Essentially,becausethecomplexeddrug

movesfaster,thisgradientofdrugcausesonepartofthepeaktomovefasterthantheotherpart.

Usingthismodel,theKDfortheβ‐cyclodextrin‐PDDAcomplexwascalculatedtobe56.6µMwitha

koffof14.7sec‐1andakonof2.6x105M‐1sec‐1.Theseconstantswerecalculatedbasedondata

collectedfrom20experimentsrepeatedthreetimeseach.Theconcentrationsofβ‐cyclodextrin

usedtocalculatetheKDwerechosenbecausetheywereapproximately0.5‐5timestheKD,

providingthemostpreciseresults.Thevelocityvsβ‐cyclodextrinconcentrationgraphisshownin

figure7.Thedatafitcloselywiththistheoreticalcurve.Unfortunately,thedatacollectedwasnot

consistentwiththetheoreticalpatternforthechangesintheasymmetryandthewidthofthe

peak.Thissuggestedthattherewereperhapscomplexesofgreaterstoichiometricratiosforming,

butthattheycouldnotbedetectedwithcapillaryelectrophoresis,whichgivesnostructural

informationaboutthecomplexesformed.

InformationcalculatedusingtheCEwascomparedtoinformationfoundbyotherlabmembers

workingonthesamecomplexesusingCE‐MStogainabetterinsight.UsingMSasadetectorgives

muchmoreinformationaboutwhatisintheequilibriummixtureasitshowstherespectiveions

fordifferentcomplexesinsolution.Ifthereare2:1complexesforming,itisthoughtthatthey

Page 26: Measuring Rate and Equilibrium Constants of β‐Cyclodextrin ......is an equilibrium constant which measures the propensity of a complex to fall apart into smaller components. For

20

!"!#$

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Page 27: Measuring Rate and Equilibrium Constants of β‐Cyclodextrin ......is an equilibrium constant which measures the propensity of a complex to fall apart into smaller components. For

21

wouldbemoreprevalentathigherconcentrationsofβ‐cyclodextrin.TheideaofanECEEM‐MS

separationofacyclodextrin‐druginteractionwith2:1stoichiometryissummarizedinFigure8.In

fact,usingCE‐MS,wewereabletodeterminethat2:1complexesdoform,butnottheexpected

sandwichcomplex,rathercomplexesbetweenthedrugandadimerofcyclodextrin(Gleb

Mironov,unpublisheddata).Athigherconcentrations,thereismoreβ‐cyclodextrininthe

dimerizedform.KDvaluesforthetwodifferentcomplexeswerecalculatedtobe83.65µMforthe

monomericcomplexand39.08µMforthedimericcomplex(GlebMironov,unpublisheddata).

Interestingly,PDDAhasahigheraffinityforthedimerofβ‐cyclodextrin,whichmaybeattributable

tomorehydrogenbondingwithintheinclusioncavityduetomorealcoholgroupswhentwo

cyclodextrinscombine.ThesevaluesaveragetoaroundtheapparentKD(56.55µM)calculated

usingthecapillaryelectrophoresisdata,verifyingbothmethodsaccuracy.

Insummary,capillaryelectrophoresisworksverywellforcalculatingtheKDandbindingconstants

forcomplexesof1:1stoichiometry.Forcomplexeswithhigherstoichiometry,itwillgiveaKDthat

isrepresentativeoftheweightedaverageforallcomplexesformed,informationthatcanstillbe

usedfordrugdeliverydesigninwhichlowconcentrationsofβ‐cyclodextrinareused(andthus1:1

complexeswillbedominant).Alloftheothercommonlyusedmethods(exceptforMS)for

cyclodextrincomplexbindingcalculationsalsocalculateaweightedaverageKDassuming1:1

stoichiometry,highlightingthatcomplexstoichiometryisabigproblemincyclodextrininclusion

complexcharacterization.CE‐MScanbeusedtocharacterizethebindingofthecomplexingreater

stoichiometricdetail,howevercurrentlynomathematicalmodelhasbeendevelopedtocalculate

otherbindingparametersofthesecomplexessuchaskonandkoff.

Page 28: Measuring Rate and Equilibrium Constants of β‐Cyclodextrin ......is an equilibrium constant which measures the propensity of a complex to fall apart into smaller components. For

22

!"#$%!&'($)%*+%,$*$-*+&%

.%

/%

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Figure8:(A)SchematicrepresentationofECEEM‐MSseparationwithstoichiometryofthecomplexwithincreasedβ‐cyclodextrinconcentrations.(B)ComplexformationwithPDDAaccordingtoMSresults.

Page 29: Measuring Rate and Equilibrium Constants of β‐Cyclodextrin ......is an equilibrium constant which measures the propensity of a complex to fall apart into smaller components. For

23

2.2MultiplexApplication

AfteroptimizingtheCEmethodwithPDDAandshowingitwasaviablemethodofaweighted

averageKDdetermination,themethodwasappliedtoamultiplexofeightdrugs:ibuprofen,(s)‐

flurbiprofen,PDDA,naproxen,folicacid,diclofenac,phenylbutazoneandresveratrol.Thisexploits

thepropertyoftheECEEMmethodtoseparatedrugswithdifferentKDs,andprovidesamore

accuratemodelofamoderndrugformulation(21).

WithaPDAdetector,individualdrugscanbeidentifiedbasedontheiruniqueabsorptionspectra

andshiftinmobility.The3‐Dabsorptionspectrasofeachoftheeightdrugsaresummarizedin

Figure9.Theabsorptionspectrathatwouldbeseenwhenalldrugsarecombinedintoone

formulationisshowninFigure10.Itshouldbenotedthatforabettervisualseparationandless

overlapalongercapillary(90cm)andincreasedseparationtimewasusedforthemultiplex

experiments.Allofthedrugscanbevisualizedat200nm,sothischannelwaschosenforpeak

analysisandcalculations.ThemainproblemwithusingaPDAdetectorasopposedtoaMS

detectoristhatthedrugmustabsorbinauniquerange.Conveniently,themajorityof

pharmaceuticals,suchastheonesusedinthiswork,havearomaticringsinthemthatwillabsorb

athigherwavelengths.Absorbancesunder200nmcangenerallynotbeidentifiedasthe

backgroundfromhydrocarbonsthatmaybecomponentsofthebuffer,includingthecyclodextrin,

istoohigh.

Peakmobilitydatawascollectedfrom17experimentsrepeated4timeseachtoensureaccuracy.

Theelectropherogramswereconsistentwhenalignedusingphenylbutazone,apreviously

determinedinternalstandardfortheseexperiments(7).Phenylbutazonehasanegativecharge

whichisdelocalizedoverfiveatoms,andisverystericallyhindered,meaningthatitcannotforma

Page 30: Measuring Rate and Equilibrium Constants of β‐Cyclodextrin ......is an equilibrium constant which measures the propensity of a complex to fall apart into smaller components. For

24

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Page 32: Measuring Rate and Equilibrium Constants of β‐Cyclodextrin ......is an equilibrium constant which measures the propensity of a complex to fall apart into smaller components. For

26

complexwithcyclodextrin.Ifphenylbutazonewasnotused,itispossibletoalignallrunsusingthe

dipinsignalbytheelectroosmoticflow,howeverifthereisanychangeinthebufferthiscanlead

toinaccurateresults.Overthecourseofthefourrepeats,theammoniumacetatebufferchanged

whichcausedalargechangeinthemobilityshiftforalldrugs.Theuseofaninternalstandard

ensuresthatexperimentsareveryreproducible.Anelectropherogramofoneofthetrialsisshown

inFigure11.Nouniquepeakwasseenforresveratrol.Thisisbecauseresveratrolisaneutral

drug,anddoesnothavethecarboxylategroupsthatgivethenegativechargeoftheotherdrugs.

Becauseofitsneutralcharge,acomplexwithresveratrolwillnotmovefasterwhencomplexed

withcyclodextrin,ascyclodextrinisalsoaneutralmolecule.Resveratrolcomesoutwiththepeak

associatedwiththeelectroosmoticflow,verifiedbyitsabsorptionspectra.

Duetothelargenumberofdrugsused,asimplermethodforKDdeterminationwasappliedthat

reliedonlyontheshiftinmobilityoftheindividualequilibriummixturesandnotthepeak’swidth

andasymmetry.Thiswasdonebecausethereisalotofoverlapinpeaksatdifferent

concentrations,assomecomplexesmovefasterthanothers,anditisimpossibletomeasurethe

peakwidthsaccuratelywhenthisisthecase.AcalculationmethoddevelopedbyKargeretal.(23)

formeasuringthebindingconstantsofpeptideswasappliedtothemultiplexsystem.

𝐾! = 𝛽𝐶𝐷𝑡! − 𝑡!𝑡! − 𝑡!

wheretisthemigrationtimeandthesubscript0isthefreedrug,tisequilibriummixture,andcis

thedrugcomplex.t0wastakenasthemobilitywhentheconcentrationofβ‐cyclodextrinwaszero,

whiletcwastakenasthemobilitywhenthesystemwassaturated.Thiscouldcauseproblemswith

drugsthataredidnotsaturatewithinasolublerangeofcyclodextrin.Thisformulawas

Page 33: Measuring Rate and Equilibrium Constants of β‐Cyclodextrin ......is an equilibrium constant which measures the propensity of a complex to fall apart into smaller components. For

27

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Figure11:RepresentativeECEEMelectropherogramsofmultiplex(15μMofeachdrug)forvaryingconcentrationsofβ‐cyclodextrin.Drugsinthemultiplexare:Phenylbutazone(1),Diclofenac(2),Ibuprofen(3),s‐Flurbiprofen(4),Naproxen(5),FolicAcid(6),PDDA(7)andResveratrol(8).Resveratrolemittedwiththeelectroosmoticflow.

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28

appliedtoallmobilityshifts,andtheaverageofthosewithintherangeoftheKD(determinedby

themovementofthepeakontheelectropherogram)wastakentogiveavalueoftheKD.The

calculatedKDsandtherepresentativegraphsofthesixdrugsforKDdeterminationaresummarized

inFigure12.

Phenylbutazoneisknowntonotcomplexwithβ‐cyclodextrin(7),andwasusedastheinternal

standard,sonoKDwascalculated.Resveratrolisaneutraldrug,sousingthismethoditis

impossibletodetermineitscomplexationwithβ‐cyclodextrin,ascomplexationwouldnotincrease

itsvelocity.ResveratrolhighlightsthemainproblemwiththeECEEMmethodforKD

determination.Thistechniqueworksverywellfornegativelychargeddrugs,howeveritdoesnot

workwithneutraldrugs,ascomplexationhasnoaffectonthesedrugsmobility.Forpositively

chargeddrugs,thisparticularmethodofECEEMwouldnotworkaspositivelychargeddrugswould

moveveryquicklytowardsthenegativeelectrode,andtheareaofthemobilityshiftwouldbe

smallanddifficulttoanalyze.Presumably,byreversingtheconditions,anECEEMmethodcouldbe

utilizedforKDdeterminationofpositivelychargeddrug‐cyclodextrininteractions.

TheKDvaluescalculatedforthedrugsDiclofenacandFolicAcidareveryhigh,andhavelarge

errorsassociatedwiththem.Thishighlightstwolimitationsofthismethod.Firstly,veryhigh

concentrationsofβ‐cyclodextrinbegintoinfluencetheelectroosmoticflowbyinterferingwiththe

buffer,whichinturnaffectsthemobilityshiftsoftheequilibriummixturesofdrugsaswellasthe

shapesofthepeaks.Thepeakstendtogetverybroadandshortathighconcentrations,andthus

shouldnotbeusedforKDcalculations.Thesecondlimitationisthesaturationoftheindividual

systems.Evenatveryhighconcentrationsofβ‐cyclodextrin,thepeaksofdiclofenacandfolicacid

continuedmovinganddidnotsaturate.Withoutsaturation(meaningallofthedrugcomplexed

Page 35: Measuring Rate and Equilibrium Constants of β‐Cyclodextrin ......is an equilibrium constant which measures the propensity of a complex to fall apart into smaller components. For

29

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Page 36: Measuring Rate and Equilibrium Constants of β‐Cyclodextrin ......is an equilibrium constant which measures the propensity of a complex to fall apart into smaller components. For

30

withβ‐cyclodextrin),themathematicalequationcannotbeused,asnotcexists.Inthesecases,the

KDforthisinteractionisverylarge,andtheβ‐cyclodextrinisusuallynotarelevantexcipientto

makethedrugmoresoluble.Onthisbasis,thislimitationisnotabigprobleminpracticalsettings‐

inwhichtheuseofcyclodextrinasanexcipientisbeingevaluated.

ItshouldbenotedthattheKDsforPDDA,Ibuprofen,ands‐Flurbiprofenaresmallerthanthose

previouslyreportedinSection2.1(PDDA)andpreviousworkbytheBerezovskigroup(7).Thisis

attributabletothechangeofbuffer.Ammoniumacetatewasusedforthemultiplexexperiments,

sothepHislowerthanwhenTrisAcetatebufferisused,asinSection2.1andpreviouswork.

LowerpHconditionshavebeenshowntoincreasetheaffinityofcyclodextrin‐smallmolecule

interactions(6).

Themainbenefitofthismodelisasapreliminarystudyforwhetherornotcyclodextrinwouldbe

agooddrugdeliveryagentforaspecificdrug.Although,asmentionedinsection2.1,capillary

electrophoresiscannotgiveinformationaboutstoichiometrygreaterthan1:1,itcangiveavalue

fortheapparentKDbetweenasmallmoleculeandcyclodextrin.Fordrugsthatdonotsaturate,or

shiftonlyatveryhighconcentrationsofβ‐cyclodextrin,cyclodextrinislikelyabaddrugdelivery

agent.SmallerKDvaluessuggestthepotentialofthisdrugdeliverysystem,andfurtheranalysis

usingCE‐MScanbeappliedtogiveevenmoreinformationaboutthecomplexation.

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31

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21.Neubert,R.andRuttinger,H.(2003)Affinitycapillaryelectrophoresisinpharmaceuticsandbiopharmaceutics.NewYork:MarcelDekker.

22.Krylov,S.(2007)Review:KineticCE:Foundationforhomogeneouskineticaffinitymethods.Electrophoresis.28:p.69‐88.

23.Dunayevskiy,Y.,Lyubarskaya,Y.,Chu,Y.,Vouros,P.andKarger,B.(1998)Simultaneousmeasurementofnineteenbindingconstantsofpeptidestovancomycinusingaffinitycapillaryelectrophoresis‐massspectrometry.JournalofMedicinalChemistry.41:p.1201‐1204.

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4.Experimental

4.1ChemicalsandMaterials

Chemicalswerepurchasedfromthefollowingcompanies:β‐cyclodextrin(Sigma‐Aldrich,Canada,

EC231‐493‐2),Naproxen(Sigma‐Aldrich,Canada,N8280),4,4’‐Propane‐1,3‐DiylDibenzoicAcid

(SigmaAldrich,Canada,SS499455),Ibuprofen(SigmaAldrich,Canada,I4883),Diclofenac(Sigma

Aldrich,Canada,D6899),Phenylbutazone(SantaCruzBiotechnology,USA,SC‐204843),FolicAcid

(SigmaAldrich,Canada,F7876),(S)‐Flurbiprofen(CaymanChemical,USA,10004207),and

Resveratrol(OntarioHealthResearchInstitute).ForthePDDAmodelexperiments,a25mMTris‐

Acetatebuffer,pH7.80wasusedastheincubationandrunbuffer.Thiswaspreparedbydilutinga

stockbuffer,whichwaspreparedbydissolving12.11gofTris‐base(BioBasicInc,Canada,77‐86‐1)

and2.86mLofaceticacid(BioBasicInc.,Canada,1000)in500mLofddH2O.Multiplex

experimentsweredonein10mMAmmoniumAcetate,pH6.6.Thiswaspreparedfroma100mM

stocksolutionmadebydissolving3.85gofAmmoniumacetate(FisherScientific,Canada,639‐500)

in500mLddH2O.

ForthePDDAmodelingexperiments,theequilibriummixtureofPDDAandcyclodextrinwas

preparedintheincubationbufferwith30uMPDDAand10uMto2500uMofβ‐cyclodextrin.A1

mMstocksolutionofPDDAwasprepareddirectlybydissolving0.0028gofthedrugin10mLof

theincubationbuffer.Allsolutionswerefilteredthrough0.22‐umporesizemembranefilters

(Millipore,Nepean,ON,Canada).ThebaresilicacapillarywaspurchasedfromPolymicro(Pheonix,

AZ,USA)

Forthemultiplexseparationexperiments,theequilibriummixturewaspreparedwith15uMof

eachoftheeightdrugs:PDDA,Ibuprofen,Diclofenac,Naproxen,s‐Flurbiprofen,Phenylbutazone,

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FolicAcid,andResveratroland10uMto15,000uMβ‐cyclodextrin.Stocksolutionsofalldrugs

(exceptphenylbutazone)werepreparedbydissolvingaweighedamountofthedrugsin10mLof

theincubationbuffer.Inthecaseofphenylbutazone,a10mMstocksolutionwaspreparedby

dissolvingtheweighedamountin95%ethanolandthendilutingintheincubationbuffer.Allof

thesesolutionswerealsofilteredthroughthe0.22umporesizemembranefilters.Thesamebare

silicacapillarywasused.

4.2ExperimentalConditions

ECEEMexperimentswerecarriedoutusingaPA800MDQPharmaceuticalAnalysisCEsystem

(BeckmanCoulter,USA)equippedwithaPDAdetector.

ForthePDDAmodelingexperiments,thefollowingconditionsweremaintained.Thesample

storageandcapillarytemperatureweremaintainedat25°C±0.5°C,anelectricfieldof26kVwith

apositiveelectrodeattheinjectionend,therunbufferwithcyclodextrinintheinletreservoir,and

theincubationbufferintheoutletreservoir.Theelectricfieldappliedcausestheelectroosmotic

flow,abulkflowoftheliquidduetothecationsformingadiffuselayerbeingattractedtowardthe

cathode.Theconcentrationofthecyclodextrinintheequilibriummixtureandtherunbufferwas

thesameforindividualECEEMexperiments.Thecapillarywas29cmlong(20cmtothedetection

window)withaninnerdiameterof50umandanouterdiameterof360um.A5.03mmlongplug

oftheequilibriummixturewasinjectedintothecapillaryfromtheinletendbyapressurepulsefor

20sat1psi.Beforeeachexperimentthecapillarywasrinsedby20psipressurewith0.1MHClfor

3min,0.1MNaOHfor3min,ddH2Ofor3min,25mMTris‐Acetatebufferfor3min,andthe

incubation/runbufferwithcyclodextrinfor1min.Theoutputdatawasabsorbanceintensityinthe

detectionpointasafunctionoftimepassedsincetheapplicationoftheelectricfield.

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Multiplexexperimentsweredoneunderthesameconditionsexceptwitha89cmlong(80cmto

thedetectionwindow)capillary.A3.35mmplugoftheequilibriummixturewasinjectedintothe

capillaryfromtheinletendbyapressurepulsefor5secat1psi.Beforeeachexperimentthe

capillarywasrinsedby50psipressurewith0.1MHClfor5min,0.1MNaOHfor5min,ddH2Ofor

5min,10mMAmmoniumAcetatebufferfor5minandtheincubationbufferwithcyclodextrinfor

1min.

CE‐MSdatawasobtainedusingaSynapt‐G2‐HD‐MS(Waters,USA)coupledwithaPA800+

PharmaceuticalAnalysisCEsystem(BeckmanCoulter,USA).