รายงานประจำปี 2547 - sec.or.th .2547 π —∫‡ª ìπª...

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Transcript of รายงานประจำปี 2547 - sec.or.th .2547 π —∫‡ª ìπª...

  • 04

    06

    08 ...

    11 ...

    15

    18

    23 2547

    26 2548

    2547 2547 2547 2547 2547

    29

    33

    36

    43

    47

    53

    58

    61

    65 2545 - 2547

    71

    72

    78

    80

    81

    83 ...

  • ( )

    0 4 - 0 5

  • 2547

    6.2

    (SET MAI)

    21 2546 50 2547

    18,908 2546

    20,508 2547

    2547 ...

    2545

    (Long Term Equity Fund : LTF)

    (Securities Investor Protection Fund : SIPF)

    ...

    (MAI)

    (SMEs)

    SMEs

    MAI

    2547

    4

    1.3

    2543 4.5 2547

    830,000 2541 - 2543

    1 2544 - 2547

    ...

    (SET MAI)

    (Asia Bond Market)

    ...

  • ( )

    0 6 - 0 7

  • 2547

    ...

    (code of conduct)

    70

    ...

    ...

    ...

    ...

    Thai

    Institute of Directors Association (IOD)

    ...

    ...

    6

    ...

    .. 2546

    2548

    Long Term Equity Fund (LTF)

    ... ...

    ASEAN Capital Market Forum

    ...

    ...

    IOSCO (International Organizations of Securities Commission)

    FSAP (Financial Sector

    Assessment Program) .. 2549

  • ... ... ... ... ...

    . . . . . . . . . . . . . . .

    ... ... ... ... ... 2544 2546 2547 () J.L. Kellogg Graduate School ofManagement, Northwestern University ()

    ... ... ... ... ... ... ... ... ... ... 2544 () MBA (International Business) Wharton School, University ofPennsylvania

    ... ... ... ... ... London School of Economics and Political Science, University ofLondon Queen Mary College, University ofLondon

    ... ... ... ... ... Victoria University of Wellington Syracuse University ()

    ..

    . 0 8 - 0 9

  • ... ... ... ... ... () ClaremontMens College Universityof Illinois 2525-2535 2535 12

    ... ... ... ... ... Williams College Massachusetts Institute of Technology 2539 2540-2541 ()

    ... ... ... ... ... () Fairleigh DickinsonUniversity 2538-2543 ()

    ... ... ... ... ... University of Wisconsin () ... .. 2548

  • ... ... ... ... ... Columbia University (New York)

    ... ... ... ... ... () Boston University ...

    ... ... ... ... ... ... ... ... ... ... ... 2546 London School of Economicsand Political Science, University of London The Fellow of Chartered Accountants

    ..

    . 1 0 - 1 1

  • . . . . . . . . . . . . . . .

  • .

    ..

    1 2 - 1 3

  • 31 2547

  • ... 16 2535

    .. 2535 (... )

    (1)

    (2) (3)

    (4)

    (5)

    ...

    4

    1.

    2.

    3.

    4.

    ... ... ... ... ... ... ... ... ... ...

    ...

    4 6

    1

    ...

  • 1 6 - 1 7

    ...

    ...

    ...

    ...

    ...

    ...

    ...

    ... ()

    ...

    ...

    ...

    ...

    ...

    ...

    ...

    ...

    ...

    .. 2539

    .. 2540

    ...

    ...

    ...

    ...

    2547 ...

    129

    ...

    ...

    ...

    ...

    ...

    ...

    ...

    ...

    ...

    ...

  • ...

    (operational risk)

    ...

    ...

    2548

  • SET Index

    1,000 80,000

    60,000

    40,000

    20,000

    0

    900

    800

    700

    600

    500

    400

    300

    31 ..4

    6

    23 ..47

    13 ..4

    7

    8 ..47

    29 ..47

    23

    ..47

    18 .

    .47

    9 ..47

    30 ..47

    22 .

    .47

    16 ..4

    7

    6 ..47

    27 .

    .47

    18 ..4

    7

    9 ..47

    30 ..47

    23 .

    .47

    2547

    SET

    2546 2547

    3

    2547 SET 668.10

    104.05 13.48 2546

    2547

    2546 ( 1)

    1 : (31 .. 2546 - 30 .. 2547)

    1 8 - 1 9

    :

  • SET

    ( 1)

    (NPL)

    31 .. 46 30 .. 47 % 2546

    SET 772.15 668.10 -13.48

    199.53 118.39 -40.67

    1,799.42 1,332.93 -25.92

    277.89 235.77 -15.16

    11,363.70 11,110.52 -2.23

    92.58 106.18 14.69

    :

    1 :

    :

    2 :

    32%

    62%

    6%

    19%

    77%

    4%

    23%

    72%

    5%

    18%

    76%

    6%

    21%

    70%

    8%

    2543 2544 2545 2546 2547

    100%

    80%

    60%

    40%

    20%

    0%

    2547

    2 70%

    ( 2)

  • 115

    110

    105

    100

    40,000

    30,000

    20,000

    10,000

    0

    31 ..4

    6

    30 ..47

    27 .

    .47

    29 ..47

    30

    ..47

    1 ..47

    30 ..47

    29 .

    .47

    30 .

    .47

    27 .

    .47

    26 .

    .47

    23 ..47

    23 .

    .47

    Clean Price Index

    2547

    ThaiBDC Government Bond Clean

    Price Index 101.95 2.58

    2.46% ( 3)

    3 : ThaiBDC Government Bond Index and Turnover Value (31 .. 2546 - 30 .. 2547)

    :

    4 :

    :

    1.2

    15%

    35

    (

    ) 39

    ( 4)

    2 0 - 2 1

    (

    )

    38.5%

    .

    12.5%

    19.2%

    3.2%

    26.6%

  • 2548

    2547 GDP 6.1% 2548

    2547

    (1)

    (2) (3)

    (4) .

    (5)

    2546

    2548

    55 .

    2547

    60 . 2548

    - 2547

    2548

    Fed

    funds rate 3 2547

    / 14

    0.25% 1.5% 2547

    3 2 0.25%

    2547 / 14

    2% 2547 2548

    Fed funds rate

    2547

    . 4

    2548

    2547 2548

    2547

    70-80%

    5

    2548

    2545

  • S&P

    1 BBB BBB+ 2547

    Thailand Focus 2004

    700

    (Long Term Equity

    Fund : LTF) 2547

    2548

    P/E Ratio

    9 2548

    ( 2) P/E ratio

    4 - 5% SET

    2548

    2548

    2544

    2548

    P/E Ratio

    1 19.86

    2 18.40

    3 15.30

    4 14.30

    5 13.40

    6 13.30

    7 11.80

    8 11.50

    9 9.40

    2 : P/E Ratio ( 30 .. 2547)

    : datastream

    2 2 - 2 3

  • turnover list

    (IOD)

    334 OECD

    (CG) 15

    ...

    (administrative sanction)

    2547

  • IPO IPO IPO IPO IPO

    20

    employee stock ownership plan

    (ESOP)

    2

    (electronic

    trading platform : ETP)

    (LTF)

    LTF

    LTF

    2548 2548 2548 2548 2548

    ...

    ()

    25

    47 2 4 - 2 5

  • Pilot IOSCO Principles Assessment and

    Implementation Program (Pilot Program) 2547

    Financial Sector Assessment

    Program (FSAP) 2549

    Reports on the Observance

    of Standards and Codes (ROSCs) Corporate

    Governance World Bank

    ASEAN

    ASEAN Capital Markets Forum (ACMF)

    (Letter of Intent : LOI)

    (Hong Kong

    Securities and Futures Commission)

    (mutual fund passport)

    (One Stop Query)

    Digital Signature

    Capital Thailand

    (SEC help center) e-mail (info@sec.or.th)

    performance performance performance performance performancebased systembased systembased systembased systembased system

    Competency-based Development

    (Performance-based Rewarding)

  • 2548

    ...

    4

    1.

    2.

    3.

    4.

    ... 2548

    3

    CG 15

    (1) CG ROSCs

    (2) CG

    2

    548

    2 6 - 2 7

  • (1)

    (2)

    IOD

    1 2548

    IPO IPO IPO IPO IPO

    whistle blower whistle blower whistle blower whistle blower whistle blower

    /

    ...

    (proxy voting)

    IOSCO IOSCO IOSCO IOSCO IOSCO (FSAP) 2549 (FSAP) 2549 (FSAP) 2549 (FSAP) 2549 (FSAP) 2549

    Pilot

    Program

    IOSCO MMoU IOSCO MMoU IOSCO MMoU IOSCO MMoU IOSCO MMoU

    ...

    ...

    ...

    ... (trust law)

    ... (class action law)

    ... ...

    IOSCO MMoU FSAP IOSCO MMoU FSAP IOSCO MMoU FSAP IOSCO MMoU FSAP IOSCO MMoU FSAP

    ...

  • 2547 99,655

    (Initial Pubic Offering : IPO) 37,671

    51 27 2546

    3

    () () .

    () 29,116 15,230

    2,662

    2547 144,607

    120,710

    ( 16,726 )

    23,897

    3

    39,776

    20,115 15,400

    5,685

    .. 2540 (securitization)

    2547

    () ... 3

    1.1.1.1.1.

  • 2.2.2.2.2.

    3.3.3.3.3.

    ...

    ...

    (1)

    (2)

    ... ...

    ...

    ...

    ...

    ...

    (baht bond)

    ...

    .. 2535

    ...

    ... (Thai

    Institute of Directors Association : IOD) Audit

    Committee Program (ACP)

    3 (1)

    (2) (3)

    60

    3 0 - 3 1

  • Corporate Governance Report of Thai ListedCorporate Governance Report of Thai ListedCor